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MidCap Financial Investment

Name Holding Trade Value Shares
Change
Change in
Stake
MLM
101
Mount Lucas Management
Pennsylvania
$768K -$205K -8,326 -22%
WFI
102
West Family Investments
California
$730K +$411K +16,667 +144%
UCFA
103
United Capital Financial Advisors
Texas
$709K +$306K +12,403 +82%
PGH
104
Partners Group Holding
Switzerland
$696K +$403K +16,333 +154%
B
105
Baird
Wisconsin
$654K +$16K +648 +3%
OIA
106
Optimum Investment Advisors
Illinois
$618K -$8.87K -360 -1%
AA
107
ALPS Advisors
Colorado
$618K +$15K +609 +3%
PNC Financial Services Group
108
PNC Financial Services Group
Pennsylvania
$600K +$267K +10,837 +88%
CA
109
Commerzbank Aktiengesellschaft
Germany
$590K -$2.56K -104 -0.5%
VKH
110
Virtu KCG Holdings
New York
$586K +$229K +9,291 +69%
IAS
111
IMA Advisory Services
Colorado
$571K +$545K +22,120 New
AGM
112
Alpine Global Management
New York
$567K +$541K +21,961 New
DSC
113
Duncker Streett & Co
Missouri
$545K +$98.1K +3,980 +23%
CONA
114
Capital One National Association
New York
$526K +$54.3K +2,204 +12%
BCM
115
Basso Capital Management
Connecticut
$519K
Jane Street
116
Jane Street
New York
$493K +$470K +19,079 New
SFM
117
Soros Fund Management
New York
$486K +$464K +18,833 New
Envestnet Asset Management
118
Envestnet Asset Management
Illinois
$485K +$310K +12,585 +204%
WA
119
WFG Advisors
Texas
$483K +$14.2K +577 +3%
RFC
120
Russell Frank Company
Washington
$478K -$80.8K -3,280 -15%
JG
121
Jefferies Group
New York
$465K +$347K +14,084 +357%
LPL Financial
122
LPL Financial
California
$454K +$85.9K +3,486 +25%
CAS
123
CTC Alternative Strategies
Illinois
$450K +$333K +13,500 +343%
Janney Montgomery Scott
124
Janney Montgomery Scott
Pennsylvania
$450K +$82.8K +3,358 +24%
Citigroup
125
Citigroup
New York
$443K -$5.26M -213,597 -93%