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MidCap Financial Investment

Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
76
Commonwealth Equity Services
Massachusetts
$827K +$117K +5,051 +15%
BIG
77
Blackthorn Investment Group
Kansas
$820K +$849K +36,667 New
PGH
78
Partners Group Holding
Switzerland
$729K +$232K +10,000 +41%
MNA
79
Manning & Napier Advisors
New York
$718K -$46.9K -2,026 -6%
OC
80
Oppenheimer & Co
New York
$711K +$26K +1,122 +3%
Cambridge Investment Research Advisors
81
Cambridge Investment Research Advisors
Iowa
$691K +$226K +9,777 +43%
CAM
82
Cubic Asset Management
Massachusetts
$670K
Citadel Advisors
83
Citadel Advisors
Florida
$631K -$1.79M -77,437 -72%
RJA
84
Raymond James & Associates
Florida
$620K -$61.1K -2,636 -8%
LPL Financial
85
LPL Financial
California
$620K +$19.8K +855 +3%
WFI
86
West Family Investments
California
$600K
Baird Financial Group
87
Baird Financial Group
Wisconsin
$598K +$652K +28,157 New
HAG
88
HighPoint Advisor Group
Illinois
$594K +$52.5K +2,268 +9%
RIM
89
Regent Investment Management
Kentucky
$573K -$61.8K -2,667 -9%
MCM
90
McGlinn Capital Management
Pennsylvania
$545K -$38.6K -1,666 -6%
D.E. Shaw & Co
91
D.E. Shaw & Co
New York
$534K +$2.55K +110 +0.4%
VAM
92
Visium Asset Management
New York
$492K -$74.8K -3,231 -12%
LTFS
93
Ladenburg Thalmann Financial Services
Florida
$492K +$27K +1,164 +5%
IAS
94
IMA Advisory Services
Colorado
$488K -$16.6K -717 -3%
Creative Planning
95
Creative Planning
Kansas
$472K +$105K +4,516 +25%
FCI
96
Financial Counselors Inc
Kansas
$460K
EGA
97
Eagle Global Advisors
Texas
$452K +$493K +21,287 New
DSC
98
Duncker Streett & Co
Missouri
$444K +$8.76K +378 +2%
VKH
99
Virtu KCG Holdings
New York
$443K +$275K +11,877 +132%
CA
100
Commerzbank Aktiengesellschaft
Germany
$442K +$72.9K +3,146 +18%