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MidCap Financial Investment

Name Holding Trade Value Shares
Change
Change in
Stake
TG
76
TCW Group
California
$1.13M -$270K -11,267 -18%
BRWA
77
B. Riley Wealth Advisors
Florida
$1.1M +$180K +7,529 New
RFC
78
Russell Frank Company
Washington
$1.08M -$445K -18,600 -28%
PSI
79
Pinnacle Summer Investments
Virginia
$1.06M -$1.17M -48,872 -99%
Robeco Institutional Asset Management
80
Robeco Institutional Asset Management
Netherlands
$1.02M -$31.2K -1,303 -3%
TYCC
81
Texas Yale Capital Corp
Florida
$986K +$291K +12,147 +38%
AWS
82
Aris Wealth Services
Pennsylvania
$978K +$1.05M +43,952 New
BB
83
Bell Bank
North Dakota
$971K +$83K +3,466 +9%
Commonwealth Equity Services
84
Commonwealth Equity Services
Massachusetts
$963K -$54.8K -2,287 -5%
PRCM
85
Pine River Capital Management
Minnesota
$907K -$3.8M -158,536 -80%
HSBC Holdings
86
HSBC Holdings
United Kingdom
$898K -$305K -12,758 -24%
MLM
87
Mount Lucas Management
Pennsylvania
$863K +$133K +5,548 +17%
MNA
88
Manning & Napier Advisors
New York
$846K +$120K +5,013 +15%
RJA
89
Raymond James & Associates
Florida
$787K -$286K -11,947 -25%
ICAS
90
Investors Capital Advisory Services
Massachusetts
$777K +$24.4K +1,021 +3%
RIM
91
Regent Investment Management
Kentucky
$764K -$23.9K -1,000 -3%
OC
92
Oppenheimer & Co
New York
$738K -$72.9K -3,045 -8%
MCM
93
McKinley Capital Management
Alaska
$703K -$14.7K -615 -2%
CAM
94
Cubic Asset Management
Massachusetts
$694K -$48.7K -2,033 -6%
GCM
95
Grisanti Capital Management
New York
$669K -$49.2K -2,054 -6%
UCFA
96
United Capital Financial Advisors
Texas
$669K -$30.9K -1,291 -4%
PGH
97
Partners Group Holding
Switzerland
$643K +$198K +8,250 +40%
WFI
98
West Family Investments
California
$629K
B
99
Baird
Wisconsin
$629K +$86.5K +3,612 +15%
BTS
100
BB&T Securities
Virginia
$625K +$249K +10,392 +59%