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MidCap Financial Investment
MFIC

Name Holding Trade Value Shares
Change 		Change in
Stake
Legal & General Group
26
Legal & General Group
United Kingdom
$3.86M +$343K +18,434 +10%
Allianz Asset Management
27
Allianz Asset Management
Germany
$3.81M +$251K +13,504 +7%
GIM
28
Greenwich Investment Management
Connecticut
$3.69M +$73.3K +3,942 +2%
CIM
29
Confluence Investment Management
Missouri
$3.37M – – –
Goldman Sachs
30
Goldman Sachs
New York
$3.29M +$206K +11,060 +7%
California Public Employees Retirement System
31
California Public Employees Retirement System
California
$3.16M +$197K +10,566 +7%
MCM
32
McKinley Capital Management
Alaska
$2.76M +$94.3K +5,072 +3%
Bessemer Group
33
Bessemer Group
New Jersey
$2.71M – – –
MWNA
34
Marshall Wace North America
New York
$2.57M +$2.66M +142,962 New
Deutsche Bank
35
Deutsche Bank
Germany
$2.37M -$1.57M -84,657 -40%
BI
36
Bramshill Investments
Florida
$2.35M -$174K -9,357 -7%
AAM
37
Advisors Asset Management
Colorado
$2.35M +$336K +18,087 +16%
GWM
38
Graybill Wealth Management
Illinois
$2.3M +$27K +1,451 +1%
CC
39
Cipher Capital
New York
$2.08M +$596K +32,053 +39%
AG
40
Advisor Group
Arizona
$1.9M -$593K -31,878 -23%
HIM
41
Hillsdale Investment Management
Ontario, Canada
$1.87M +$319K +17,133 +20%
Commonwealth Equity Services
42
Commonwealth Equity Services
Massachusetts
$1.85M +$209K +11,249 +13%
GCP
43
GSA Capital Partners
United Kingdom
$1.68M +$1.04M +56,029 +158%
Nuveen Fund Advisors
44
Nuveen Fund Advisors
Illinois
$1.66M -$206K -11,080 -11%
HSBC Holdings
45
HSBC Holdings
United Kingdom
$1.27M -$66.9K -3,596 -5%
DnB Asset Management
46
DnB Asset Management
Norway
$1.18M – – –
Stifel Financial
47
Stifel Financial
Missouri
$1.16M +$23.6K +1,271 +2%
Two Sigma Advisers
48
Two Sigma Advisers
New York
$1.15M -$1.74M -93,803 -60%
KBC Group
49
KBC Group
Belgium
$1.12M +$55.7K +2,993 +5%
LPL Financial
50
LPL Financial
California
$1.11M -$24.9K -1,341 -2%
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