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MidCap Financial Investment
MFIC

Name Holding Trade Value Shares
Change 		Change in
Stake
UOC
226
UBS O'Connor
Illinois
– -$324K -13,237 Closed
Nisa Investment Advisors
227
Nisa Investment Advisors
Missouri
– -$266K -10,867 Closed
HIM
228
Hillsdale Investment Management
Ontario, Canada
– -$234K -9,533 Closed
MHS
229
M Holdings Securities
Oregon
– -$193K -7,873 Closed
LW
230
Linscomb Wealth
Texas
– -$141K -5,750 Closed
SWP
231
Stratos Wealth Partners
Ohio
– -$133K -5,418 Closed
SSG
232
Summit Securities Group
New York
– -$123K -5,033 Closed
Verition Fund Management
233
Verition Fund Management
Connecticut
– -$119K -4,873 Closed
UB
234
UMB Bank
Missouri
– -$115K -4,667 Closed
FCCM
235
First City Capital Management
Georgia
– -$111K -4,535 Closed
WSTAM
236
Wilbanks Smith & Thomas Asset Management
Virginia
– -$98K -4,000 Closed
HCM
237
Hollencrest Capital Management
California
– -$97K -3,987 Closed
Sumitomo Mitsui Trust Group
238
Sumitomo Mitsui Trust Group
Japan
– -$89K -3,645 Closed
GC
239
Garde Capital
Washington
– -$88K -3,601 Closed
PTC
240
Private Trust Company
Ohio
– -$50K -2,052 Closed
WA
241
Waverly Advisors
Alabama
– -$40K -1,651 Closed
BRWM
242
B. Riley Wealth Management
Tennessee
– -$31K -1,300 Closed
LWM
243
LBA Wealth Management
Florida
– -$25K -1,000 Closed
IRS
244
Invictus RG (Singapore)
Singapore
– -$23K -926 Closed
KTC
245
Kistler-Tiffany Companies
Pennsylvania
– -$17K -683 Closed
PMFA
246
Plante Moran Financial Advisors
Michigan
– -$10K -417 Closed
RIM
247
Ranger International Management
Illinois
– -$6K -237 Closed
ECM
248
Estabrook Capital Management
New York
– -$2.04K -83 Closed
W
249
Wealthfront
California
– -$1K -49 Closed
GAM
250
Gemmer Asset Management
California
– -$1K -43 Closed
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