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MidCap Financial Investment

Name Holding Trade Value Shares
Change
Change in
Stake
OC
226
Oppenheimer & Co
New York
– -$112K -4,809 Closed
DTL
227
Dynamic Technology Lab
Singapore
– -$85K -3,670 Closed
Group One Trading
228
Group One Trading
Illinois
– -$76.1K -3,133 Closed
IRS
229
Invictus RG (Singapore)
Singapore
– -$27K -1,166 Closed
OMCS
230
Old Mutual Customised Solutions
South Africa
– -$25K -1,067 Closed
Bessemer Group
231
Bessemer Group
New Jersey
– -$23K -1,000 Closed
CW
232
Cobiz Wealth
Colorado
– -$7K -283 Closed
Northwestern Mutual Wealth Management
233
Northwestern Mutual Wealth Management
Wisconsin
– -$2K -99 Closed
Parallax Volatility Advisers
234
Parallax Volatility Advisers
California
– +$170 +7 New