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Manulife Financial
MFC

Name Holding Trade Value Shares
Change 		Change in
Stake
CTB
326
Country Trust Bank
Illinois
$2K – – –
RWM
327
Raffa Wealth Management
District of Columbia
$1.22K – – –
AWM
328
AllSquare Wealth Management
New York
$1K – – –
BAM
329
Bruderman Asset Management
New York
$1K – – –
FWM
330
Focused Wealth Management
New York
$1K – – –
QCG
331
Quadrant Capital Group
Ohio
$1K +$84 +5 +5%
BCM
332
Barometer Capital Management
Ontario, Canada
– -$40.5M -2,179,150 Closed
PG
333
PEAK6 Group
Illinois
– -$4.17M -248,493 Closed
AIU
334
Algebris Investments (UK)
United Kingdom
– -$2.44M -131,100 Closed
KJHP
335
K.J. Harrison & Partners
Ontario, Canada
– -$2.28M -122,347 Closed
Walleye Trading
336
Walleye Trading
New York
– -$1.54M -91,890 Closed
BA
337
Boston Advisors
Massachusetts
– -$1.34M -71,950 Closed
USGIU
338
U.S. Global Investors (USGI)
Texas
– -$930K -50,000 Closed
IT
339
Independence Trust
Tennessee
– -$428K -23,015 Closed
QIM
340
Quantitative Investment Management
Virginia
– -$418K -22,500 Closed
CMBA
341
C.M. Bidwell & Associates
Hawaii
– -$325K -17,495 Closed
D.E. Shaw & Co
342
D.E. Shaw & Co
New York
– -$288K -15,500 Closed
TI
343
Trexquant Investment
Connecticut
– -$286K -15,400 Closed
Verition Fund Management
344
Verition Fund Management
Connecticut
– -$242K -13,042 Closed
MSU
345
Maple Securities USA
New Jersey
– -$237K -12,735 Closed
GAM
346
Gotham Asset Management
New York
– -$232K -12,461 Closed
JIC
347
Johnson Investment Counsel
Ohio
– -$216K -11,648 Closed
PAM
348
Peak Asset Management
Colorado
– -$198K -10,660 Closed
Parallax Volatility Advisers
349
Parallax Volatility Advisers
California
– -$193K -10,363 Closed
RWA
350
Ropes Wealth Advisors
Massachusetts
– -$132K -7,092 Closed
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14
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