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Name Holding Trade Value Shares
Change
Change in
Stake
LWM
951
Lenox Wealth Management
Ohio
$5K – – –
TIM
952
Tortoise Investment Management
New York
$5K – – –
CK
953
Carnick & Kubik
Colorado
$5K +$4.56K +122 New
IF
954
Ironwood Financial
Arizona
$5K +$4.6K +123 New
SIM
955
Sonora Investment Management
Arizona
$4.62K – – –
HI
956
Hudock Inc
Pennsylvania
$4K – – –
PSC
957
Prentiss Smith & Co
Vermont
$4K – – –
RBC
958
Roble Belko & Company
Pennsylvania
$4K +$3.85K +103 New
RWA
959
Ropes Wealth Advisors
Massachusetts
$3K -$1.87K -50 -37%
LWA
960
Lowe Wealth Advisors
Maryland
$3K – – –
SV
961
Stilwell Value
New York
$3K – – –
WAMC
962
Western Asset Management Company
California
$3K +$2.5K +67 New
PRS
963
Pinkerton Retirement Specialists
Idaho
$2K -$598 -16 -26%
CA
964
CapWealth Advisors
Tennessee
$2K – – –
CFS
965
Commonwealth Financial Services
West Virginia
$2K – – –
GBBWRPM
966
Genovese Burford & Brothers Wealth & Retirement Plan Management
California
$1K – – –
WAS
967
Winch Advisory Services
Wisconsin
$1K – – –
PFO
968
Pathstone Family Office
New Jersey
$1K +$748 +20 New
CYG
969
Clean Yield Group
Vermont
$1K +$935 +25 New
FTCM
970
Fir Tree Capital Management
New York
– -$178M -4,135,383 Closed
AIM
971
Assured Investment Management
New York
– -$34.8M -808,945 Closed
DS
972
Dudley & Shanley
Florida
– -$22.4M -521,450 Closed
Parallax Volatility Advisers
973
Parallax Volatility Advisers
California
– -$18.3M -488,600 Closed
MLM
974
Mount Lucas Management
Pennsylvania
– -$16.2M -376,920 Closed
JCP
975
Jabre Capital Partners
Switzerland
– -$10.1M -258,060 Closed