|
401
|
Freestone Capital Holdings
Seattle,
Washington
|
–
|
-$234K
|
-2,556
|
Closed
|
|
|
402
|
Perennial Investment Advisors
Los Angeles,
California
|
–
|
-$230K
|
-2,514
|
Closed
|
|
|
403
|
Signal Advisors Wealth
Detroit,
Michigan
|
–
|
-$230K
|
-2,510
|
Closed
|
|
|
404
|
Annex Advisory Services
Brookfield,
Wisconsin
|
–
|
-$218K
|
-2,376
|
Closed
|
|
|
405
|
Embree Financial Group
Chicago,
Illinois
|
–
|
-$207K
|
-2,257
|
Closed
|
|
|
406
|
Fingerlakes Wealth Management
Ithaca,
New York
|
–
|
-$202K
|
-2,208
|
Closed
|
|
|
407
|
SOA Wealth Advisors
New York
|
–
|
-$156K
|
-1,703
|
Closed
|
|
|
408
|
Ameritas Advisory Services
Lincoln,
Nebraska
|
–
|
-$73.2K
|
-799
|
Closed
|
|
|
409
|
Marshall & Sterling Wealth Advisors
Poughkeepsie,
New York
|
–
|
-$70K
|
-765
|
Closed
|
|
|
410
|
Financial Life Planners
Tempe,
Arizona
|
–
|
-$58.6K
|
-639
|
Closed
|
|
|
411
|
Atwood & Palmer
Kansas City,
Missouri
|
–
|
-$48.8K
|
-533
|
Closed
|
|
|
412
|
Sunbelt Securities
Houston,
Texas
|
–
|
-$22K
|
-240
|
Closed
|
|
|
413
|
AssetMark Inc
Concord,
California
|
–
|
-$7.87K
|
-86
|
Closed
|
|
|
414
|
Mather Group
Chicago,
Illinois
|
–
|
-$5.95K
|
-65
|
Closed
|
|
|
415
|
MMA Asset Management
Conshohocken,
Pennsylvania
|
–
|
-$5.52K
|
-60
|
Closed
|
|
|
416
|
Archer Investment Corporation
Carmel,
Indiana
|
–
|
-$2.56K
|
-28
|
Closed
|
|
|
417
|
RMG Wealth Management
Platteville,
Wisconsin
|
–
|
-$2.46K
|
-27
|
Closed
|
|
|
418
|
Glen Eagle Advisors
Kingston,
New Jersey
|
–
|
-$1.47K
|
-16
|
Closed
|
|
|
419
|
Advisory Services Network
Atlanta,
Georgia
|
–
|
-$824
|
-9
|
Closed
|
|
|
420
|
Global Wealth Strategies & Associates
Denver,
Colorado
|
–
|
-$183
|
-2
|
Closed
|
|
