|
851
|
AllSquare Wealth Management
Albany,
New York
|
$3K
|
–
|
–
|
–
|
|
|
852
|
LifePlan Financial Group
Dayton,
Ohio
|
$3K
|
–
|
–
|
–
|
|
|
853
|
Creative Financial Designs
Kokomo,
Indiana
|
$3K
|
+$3.15K
|
+9
|
New
|
|
|
854
|
Vectors Research Management
New York
|
$2K
|
–
|
–
|
–
|
|
|
855
|
Foundations Investment Advisors
Phoenix,
Arizona
|
–
|
-$44.6M
|
-129,136
|
Closed
|
|
|
856
|
Virtue Capital Management
Brentwood,
Tennessee
|
–
|
-$15.3M
|
-44,429
|
Closed
|
|
|
857
|
Circle Road Advisors
New York
|
–
|
-$3.61M
|
-10,449
|
Closed
|
|
|
858
|
Prescott Group Capital Management
Tulsa,
Oklahoma
|
–
|
-$3.45M
|
-10,000
|
Closed
|
|
|
859
|
B. Riley Wealth Management
Memphis,
Tennessee
|
–
|
-$3.42M
|
-9,905
|
Closed
|
|
|
860
|
Citadel Advisors
Miami,
Florida
|
–
|
-$1.99M
|
-5,681
|
Closed
|
|
|
861
|
Outlook Wealth Advisors
Shenandoah,
Texas
|
–
|
-$1.41M
|
-4,071
|
Closed
|
|
|
862
|
Stevens Capital Management
Radnor,
Pennsylvania
|
–
|
-$725K
|
-2,100
|
Closed
|
|
|
863
|
SeaCrest Wealth Management
Purchase,
New York
|
–
|
-$664K
|
-1,923
|
Closed
|
|
|
864
|
West Coast Financial
Santa Barbara,
California
|
–
|
-$605K
|
-1,752
|
Closed
|
|
|
865
|
Roberts, Glore & Co
Deerfield,
Illinois
|
–
|
-$469K
|
-1,359
|
Closed
|
|
|
866
|
|
–
|
-$425K
|
-1,216
|
Closed
|
|
|
867
|
M Holdings Securities
Portland,
Oregon
|
–
|
-$374K
|
-1,082
|
Closed
|
|
|
868
|
Old Mission Capital
Chicago,
Illinois
|
–
|
-$336K
|
-974
|
Closed
|
|
|
869
|
Banque Pictet & Cie
Geneva 73,
Switzerland
|
–
|
-$276K
|
-800
|
Closed
|
|
|
870
|
NWQ Investment Management Company
Los Angeles,
California
|
–
|
-$238K
|
-689
|
Closed
|
|
|
871
|
Advanced Asset Management Advisors
Dublin,
Ohio
|
–
|
-$218K
|
-631
|
Closed
|
|
|
872
|
Shapiro Capital Management
Atlanta,
Georgia
|
–
|
-$217K
|
-628
|
Closed
|
|
|
873
|
KCS Wealth Advisory
Los Angeles,
California
|
–
|
-$200K
|
-578
|
Closed
|
|
|
874
|
Washington Trust Bank
Spokane,
Washington
|
–
|
-$154K
|
-446
|
Closed
|
|
|
875
|
Berman Capital Advisors
Atlanta,
Georgia
|
–
|
-$150K
|
-436
|
Closed
|
|
