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Moody's
MCO

Name Holding Trade Value Shares
Change 		Change in
Stake
LWAC
1101
Laurel Wealth Advisors (California)
California
– -$200K -511 Closed
ED
1102
Exane Derivatives
France
– -$154K -393 Closed
ACM
1103
Aquatic Capital Management
Illinois
– -$117K -300 Closed
USGIU
1104
U.S. Global Investors (USGI)
Texas
– -$117K -300 Closed
CF
1105
Centaurus Financial
California
– -$116K -296 Closed
CA
1106
CoreCap Advisors
Michigan
– -$103K -264 Closed
PPWM
1107
PFG Private Wealth Management
Florida
– -$102K -261 Closed
BAM
1108
Barrett Asset Management
New York
– -$70K -178 Closed
MC
1109
Maverick Capital
Texas
– -$64K -165 Closed
CWS
1110
Confluence Wealth Services
Pennsylvania
– -$45K -117 Closed
TCWA
1111
Ten Capital Wealth Advisors
Washington
– -$39K -100 Closed
AWA
1112
Amplius Wealth Advisors
Pennsylvania
– -$23K -60 Closed
PMFA
1113
Plante Moran Financial Advisors
Michigan
– -$22K -57 Closed
IPW
1114
IronBridge Private Wealth
Texas
– -$22K -56 Closed
SFM
1115
Signet Financial Management
New Jersey
– -$22K -56 Closed
EBA
1116
Eagle Bay Advisors
New York
– -$12K -30 Closed
TAM
1117
Tucker Asset Management
Colorado
– -$7.82K -20 Closed
ACM
1118
Absolute Capital Management
Pennsylvania
– -$7.42K -19 Closed
AS
1119
Altshuler Shaham
Israel
– -$7K -19 Closed
MP
1120
McDonald Partners
Ohio
– -$7.42K -19 Closed
HTC
1121
Hershey Trust Company
Pennsylvania
– -$5K -13 Closed
ONST
1122
Old North State Trust
North Carolina
– -$2K -6 Closed
CSWM
1123
Cassady Schiller Wealth Management
Ohio
– -$2K -5 Closed
MBFW
1124
Morton Brown Family Wealth
Pennsylvania
– -$1K -3 Closed
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