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Moody's
MCO

Name Holding Trade Value Shares
Change 		Change in
Stake
ED
1101
Exane Derivatives
France
– -$154K -393 Closed
ACM
1102
Aquatic Capital Management
Illinois
– -$117K -300 Closed
USGIU
1103
U.S. Global Investors (USGI)
Texas
– -$117K -300 Closed
CF
1104
Centaurus Financial
California
– -$116K -296 Closed
CA
1105
CoreCap Advisors
Michigan
– -$103K -264 Closed
PPWM
1106
PFG Private Wealth Management
Florida
– -$102K -261 Closed
BAM
1107
Barrett Asset Management
New York
– -$70K -178 Closed
MC
1108
Maverick Capital
Texas
– -$64K -165 Closed
CWS
1109
Confluence Wealth Services
Pennsylvania
– -$45K -117 Closed
TCWA
1110
Ten Capital Wealth Advisors
Washington
– -$39K -100 Closed
AWA
1111
Amplius Wealth Advisors
Pennsylvania
– -$23K -60 Closed
PMFA
1112
Plante Moran Financial Advisors
Michigan
– -$22K -57 Closed
IPW
1113
IronBridge Private Wealth
Texas
– -$22K -56 Closed
SFM
1114
Signet Financial Management
New Jersey
– -$22K -56 Closed
EBA
1115
Eagle Bay Advisors
New York
– -$12K -30 Closed
TAM
1116
Tucker Asset Management
Colorado
– -$7.82K -20 Closed
ACM
1117
Absolute Capital Management
Pennsylvania
– -$7.42K -19 Closed
AS
1118
Altshuler Shaham
Israel
– -$7K -19 Closed
MP
1119
McDonald Partners
Ohio
– -$7.42K -19 Closed
HTC
1120
Hershey Trust Company
Pennsylvania
– -$5K -13 Closed
ONST
1121
Old North State Trust
North Carolina
– -$2K -6 Closed
CSWM
1122
Cassady Schiller Wealth Management
Ohio
– -$2K -5 Closed
MBFW
1123
Morton Brown Family Wealth
Pennsylvania
– -$1K -3 Closed
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