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Moody's
MCO

Name Holding Trade Value Shares
Change 		Change in
Stake
RA
501
Rational Advisors
New York
$9K – – –
EFSCE
502
Enterprise Financial Services Corp (EFSC)
Missouri
$9K +$1.17K +11 +13%
IWMPD
503
Integrated Wealth Management (Palm Desert)
California
$9K +$9.26K +87 New
GWM
504
Gupta Wealth Management
California
$8K – – –
BAM
505
Bruderman Asset Management
New York
$8K +$8.83K +83 New
TCM
506
Tradewinds Capital Management
Washington
$7K – – –
SIM
507
Sonora Investment Management
Arizona
$6K +$6.06K +57 New
TDC
508
Thompson Davis & Co
Virginia
$5K -$117K -1,102 -96%
FMII
509
Farmers & Merchants Investments Inc
Nebraska
$5K – – –
CAW
510
Cornerstone Advisors (Washington)
Washington
$4K – – –
VIA
511
Vident Investment Advisory
Georgia
$4K – – –
FIB
512
First Interstate Bank
Montana
$4K +$3.83K +36 New
SSB
513
Sandy Spring Bank
Maryland
$3K – – –
CTB
514
Country Trust Bank
Illinois
$3K +$3.62K +34 New
PFBT
515
Parkside Financial Bank & Trust
Missouri
$3K +$3.72K +35 New
CHC
516
City Holding Co
West Virginia
$3K +$7.87K +74 New
FNBSF
517
First National Bank Sioux Falls
South Dakota
$2K – – –
AW
518
Alpha Windward
Massachusetts
$1K – – –
QCG
519
Quadrant Capital Group
Ohio
$1K – – –
TFO
520
Tarbox Family Office
California
$1K – – –
CCS
521
Crosspoint Capital Strategies
California
$1K +$1.6K +15 New
RWM
522
Raffa Wealth Management
District of Columbia
$589 – – –
HCM
523
Highfields Capital Management
Massachusetts
– -$23.5M -217,800 Closed
WG
524
Winton Group
United Kingdom
– -$14.4M -133,059 Closed
EA
525
Euclid Advisors
Connecticut
– -$7.34M -68,035 Closed
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21
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