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Moody's
MCO

Name Holding Trade Value Shares
Change 		Change in
Stake
EFSCE
501
Enterprise Financial Services Corp (EFSC)
Missouri
$9K +$1.17K +11 +13%
IWMPD
502
Integrated Wealth Management (Palm Desert)
California
$9K +$9.26K +87 New
GWM
503
Gupta Wealth Management
California
$8K – – –
BAM
504
Bruderman Asset Management
New York
$8K +$8.83K +83 New
TCM
505
Tradewinds Capital Management
Washington
$7K – – –
SIM
506
Sonora Investment Management
Arizona
$6K +$6.06K +57 New
TDC
507
Thompson Davis & Co
Virginia
$5K -$117K -1,102 -96%
FMII
508
Farmers & Merchants Investments Inc
Nebraska
$5K – – –
CAW
509
Cornerstone Advisors (Washington)
Washington
$4K – – –
VIA
510
Vident Investment Advisory
Georgia
$4K – – –
FIB
511
First Interstate Bank
Montana
$4K +$3.83K +36 New
SSB
512
Sandy Spring Bank
Maryland
$3K – – –
CTB
513
Country Trust Bank
Illinois
$3K +$3.62K +34 New
PFBT
514
Parkside Financial Bank & Trust
Missouri
$3K +$3.72K +35 New
CHC
515
City Holding Co
West Virginia
$3K +$7.87K +74 New
FNBSF
516
First National Bank Sioux Falls
South Dakota
$2K – – –
AW
517
Alpha Windward
Massachusetts
$1K – – –
QCG
518
Quadrant Capital Group
Ohio
$1K – – –
TFO
519
Tarbox Family Office
California
$1K – – –
CCS
520
Crosspoint Capital Strategies
California
$1K +$1.6K +15 New
RWM
521
Raffa Wealth Management
District of Columbia
$589 – – –
HCM
522
Highfields Capital Management
Massachusetts
– -$23.5M -217,800 Closed
WG
523
Winton Group
United Kingdom
– -$14.4M -133,059 Closed
EA
524
Euclid Advisors
Connecticut
– -$7.34M -68,035 Closed
AP
525
AHL Partners
United Kingdom
– -$5.33M -49,337 Closed
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