|
1201
|
Engine No 1 LLC
San Francisco,
California
|
–
|
-$260K
|
-1,044
|
Closed
|
|
|
1202
|
|
–
|
-$253K
|
-1,017
|
Closed
|
|
|
1203
|
Dixon Fnancial Services
Lafayette,
California
|
–
|
-$220K
|
-887
|
Closed
|
|
|
1204
|
Scott & Selber Inc
Houston,
Texas
|
–
|
-$216K
|
-870
|
Closed
|
|
|
1205
|
Barrett Asset Management
New York
|
–
|
-$209K
|
-840
|
Closed
|
|
|
1206
|
|
–
|
-$207K
|
-829
|
Closed
|
|
|
1207
|
Focused Wealth Management
Newburgh,
New York
|
–
|
-$186K
|
-750
|
Closed
|
|
|
1208
|
Paragon Capital Management (Colorado)
Denver,
Colorado
|
–
|
-$77K
|
-311
|
Closed
|
|
|
1209
|
Investors Research Corp
Atlanta,
Georgia
|
–
|
-$76K
|
-307
|
Closed
|
|
|
1210
|
Old North State Trust
Greensboro,
North Carolina
|
–
|
-$75K
|
-300
|
Closed
|
|
|
1211
|
Capital Analysts LLC
Fort Washington,
Pennsylvania
|
–
|
-$50K
|
-200
|
Closed
|
|
|
1212
|
FSB Premier Wealth Management
Waterloo,
Iowa
|
–
|
-$47K
|
-192
|
Closed
|
|
|
1213
|
Standard Family Office
Sioux Falls,
South Dakota
|
–
|
-$45K
|
-183
|
Closed
|
|
|
1214
|
Trust Company of Vermont
Brattleboro,
Vermont
|
–
|
-$44K
|
-179
|
Closed
|
|
|
1215
|
Delta Asset Management
Memphis,
Tennessee
|
–
|
-$44K
|
-176
|
Closed
|
|
|
1216
|
CKW Financial Group
Honolulu,
Hawaii
|
–
|
-$30K
|
-133
|
Closed
|
|
|
1217
|
Eagle Bay Advisors
New York
|
–
|
-$30K
|
-120
|
Closed
|
|
|
1218
|
Amplius Wealth Advisors
Blue Bell,
Pennsylvania
|
–
|
-$25K
|
-103
|
Closed
|
|
|
1219
|
Cornerstone Advisory
Hunt Valley,
Maryland
|
–
|
-$25K
|
-102
|
Closed
|
|
|
1220
|
Byrne Asset Management
Kingston,
New Jersey
|
–
|
-$25K
|
-100
|
Closed
|
|
|
1221
|
PFS Partners
Mine Hill,
New Jersey
|
–
|
-$24.9K
|
-100
|
Closed
|
|
|
1222
|
Optiver Holding
Amsterdam,
Netherlands
|
–
|
-$13K
|
-64
|
Closed
|
|
|
1223
|
Farmers & Merchants Investments Inc
Lincoln,
Nebraska
|
–
|
-$12K
|
-50
|
Closed
|
|
|
1224
|
Mystic Asset Management
Warwick,
Rhode Island
|
–
|
-$9K
|
-40
|
Closed
|
|
|
1225
|
NVWM LLC
Yardley,
Pennsylvania
|
–
|
-$8K
|
-35
|
Closed
|
|
