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iShares MBS ETF
MBB

Name Holding Trade Value Shares
Change 		Change in
Stake
KIM
201
Karpus Investment Management
New York
– -$9.68M -92,565 Closed
MWM
202
Merriman Wealth Management
Washington
– -$9.01M -86,141 Closed
QA
203
Quantitative Advantage
Minnesota
– -$8.09M -77,322 Closed
FTUS
204
Flow Traders U.S.
New York
– -$4.4M -42,104 Closed
EAM
205
Eagle Asset Management
Florida
– -$3.66M -35,001 Closed
IH
206
IFC Holdings
Florida
– -$2.12M -20,223 Closed
Mariner
207
Mariner
Kansas
– -$1.31M -12,570 Closed
SI
208
SII Investments
Wisconsin
– -$1.28M -12,281 Closed
SCM
209
Saba Capital Management
New York
– -$1.15M -10,956 Closed
DIA
210
Dana Investment Advisors
Wisconsin
– -$932K -8,915 Closed
FIG
211
Fusion Investment Group
Pennsylvania
– -$931K -8,905 Closed
DS
212
DRW Securities
Illinois
– -$913K -8,731 Closed
EWA
213
EP Wealth Advisors
California
– -$305K -2,920 Closed
FCB
214
First Citizens Bancorporation
South Carolina
– -$235K -2,250 Closed
MCC
215
Mid Continent Capital
Illinois
– -$232K -2,225 Closed
GP
216
Girard Partners
Pennsylvania
– -$218K -2,085 Closed
EB
217
Eastern Bank
Massachusetts
– -$215K -2,056 Closed
WA
218
WFG Advisors
Texas
– -$126K -1,203 Closed
V
219
Veritable
Delaware
– -$77K -737 Closed
BCM
220
Blume Capital Management
California
– -$66K -635 Closed
FBT
221
Founders Bank & Trust
Michigan
– -$19K -179 Closed
AA
222
Apriem Advisors
California
– -$10K -100 Closed
TWA
223
TCI Wealth Advisors
Arizona
– -$9K -90 Closed
ECM
224
Estabrook Capital Management
New York
– -$3.87K -37 Closed
ASN
225
Advisory Services Network
Georgia
– -$1K -13 Closed
6 7 8
9
10