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Name Holding Trade Value Shares
Change
Change in
Stake
BFEC
601
Benjamin F. Edwards & Company
Missouri
$4K
ST
602
Smithfield Trust
Pennsylvania
$4K
LWCFA
603
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$4K +$3.74K +97 New
TF
604
TimeScale Financial
Massachusetts
$4K +$3.86K +100 New
EWA
605
Evolution Wealth Advisors
Florida
$4K +$4.17K +108 New
Rockefeller Capital Management
606
Rockefeller Capital Management
New York
$3K -$91.9K -2,383 -97%
SMFS
607
Squar Milner Financial Services
California
$3K
NFG
608
Next Financial Group
Texas
$2K -$190K -4,929 -99%
VFA
609
Valeo Financial Advisors
Indiana
$2K -$5.51K -143 -71%
JCM
610
Julex Capital Management
Massachusetts
$2K -$1.12K -29 -28%
AOWM
611
Alpha Omega Wealth Management
Virginia
$2K
BFC
612
Bedel Financial Consulting
Indiana
$2K
IFAM
613
Institutional & Family Asset Management
Colorado
$2K
AWM
614
Avior Wealth Management
Nebraska
$2K +$694 +18 +72%
HR
615
Howe & Rusling
New York
$1K -$347 -9 -21%
AF
616
Advisornet Financial
Minnesota
$1K
APC
617
Aspire Private Capital
North Carolina
$1K
TFA
618
Transamerica Financial Advisors
Florida
$1K +$39 +1 New
BL
619
Balentine LLC
Georgia
$1K +$578 +15 New
FPFS
620
First Personal Financial Services
North Carolina
$1K +$694 +18 New
W
621
WealthStone
Ohio
$588 +$578 +15 New
ED
622
Exane Derivatives
France
$39
IAM
623
Iridian Asset Management
Connecticut
-$98.4M -2,503,591 Closed
SCA
624
Southpoint Capital Advisors
New York
-$59M -1,500,000 Closed
MWNA
625
Marshall Wace North America
New York
-$31.5M -801,995 Closed