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Name Holding Trade Value Shares
Change
Change in
Stake
ASN
401
Advisory Services Network
Georgia
$14K +$14.3K +691 New
TIM
402
Tortoise Investment Management
New York
$9K – – –
BCMIO
403
Beacon Capital Management Inc (Ohio)
Ohio
$8K – – –
Schroder Investment Management Group
404
Schroder Investment Management Group
United Kingdom
$8K – – –
MCA
405
Mercer Capital Advisers
New Jersey
$8K +$7.04K +341 New
NPC
406
National Planning Corporation
California
$7.45K +$7.04K +341 New
WEC
407
Winslow Evans & Crocker
Massachusetts
$6.17K – – –
RMAM
408
Raab & Moskowitz Asset Management
New Jersey
$6K +$5.51K +267 New
RA
409
Rational Advisors
New York
$6K +$5.64K +273 New
RFA
410
Reilly Financial Advisors
California
$6K +$5.88K +285 New
UFA
411
US Financial Advisors
Massachusetts
$6K +$5.88K +285 New
NFG
412
Next Financial Group
Texas
$5K -$105K -5,079 -96%
TFO
413
Tarbox Family Office
California
$5K -$2.15K -104 -33%
FHA
414
First Horizon Advisors
Tennessee
$5K – – –
GAM
415
Gemmer Asset Management
California
$5K – – –
BBHC
416
Brown Brothers Harriman & Co
New York
$5K +$4.89K +237 New
VNB
417
Valley National Bancorp
New York
$5K +$4.96K +240 New
HR
418
Howe & Rusling
New York
$4K -$21 -1 -0.6%
TRCT
419
Tower Research Capital (TRC)
New York
$3K -$24.7K -1,195 -91%
ACS
420
Archford Capital Strategies
Illinois
$3K – – –
CLOS
421
Compagnie Lombard Odier SCmA
Switzerland
$2K -$132K -6,404 -98%
OC
422
Oakworth Capital
Alabama
$2K – – –
FCCM
423
First City Capital Management
Georgia
$1.89K – – –
LS
424
Lupo Securities
Illinois
$1.51K +$1.4K +68 New
CAW
425
Cornerstone Advisors (Washington)
Washington
$1K – – –