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AllianzIM U.S. Equity Buffer20 Mar ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Portfolio Solutions
26
Envestnet Portfolio Solutions
Illinois
$522K +$514K +18,173 New
PA
27
PFG Advisors
Arizona
$489K +$481K +17,017 New
GM
28
GeoWealth Management
Illinois
$396K +$390K +13,797 New
Independent Financial Group
29
Independent Financial Group
California
$353K +$348K +12,297 New
Cetera Advisors
30
Cetera Advisors
Colorado
$314K +$309K +10,920 New
BWM
31
BCGM Wealth Management
Indiana
$290K +$286K +10,108 New
Focus Financial Network
32
Focus Financial Network
Minnesota
$287K +$288K +10,185 New
Csenge Advisory Group
33
Csenge Advisory Group
Florida
$274K +$269K +9,532 New
ETIA
34
Epic Trust Investment Advisors
Washington
$244K +$240K +8,500 New
Lincoln National Corp
35
Lincoln National Corp
Pennsylvania
$222K +$218K +7,728 New
FA
36
FSA Advisors
Michigan
$200K +$197K +6,973 New
IFP Advisors
37
IFP Advisors
Florida
$124K +$116K +4,113 +2,057%
CFD
38
Creative Financial Designs
Indiana
$34.5K +$33.9K +1,200 New
PA
39
Pineridge Advisors
Missouri
$30.3K +$29.8K +1,054 New
Morgan Stanley
40
Morgan Stanley
New York
$22.9K +$22.5K +796 New
CoreCap Advisors
41
CoreCap Advisors
Michigan
$6.75K +$6.64K +235 New
RWPA
42
Richard W. Paul & Associates
Michigan
$3.3K +$3.25K +115 New
Citadel Advisors
43
Citadel Advisors
Florida
– -$270K -9,653 Closed
UBS Group
44
UBS Group
Switzerland
– -$18.7K -670 Closed