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Main Street Capital
MAIN

Name Holding Trade Value Shares
Change 		Change in
Stake
CSS
201
Cubist Systematic Strategies
Connecticut
– -$375K -12,061 Closed
Citadel Advisors
202
Citadel Advisors
Florida
– -$365K -11,915 Closed
CAN
203
Cetera Advisor Networks
California
– -$367K -11,780 Closed
NFG
204
Next Financial Group
Texas
– -$333K -10,700 Closed
Acadian Asset Management
205
Acadian Asset Management
Massachusetts
– -$302K -9,703 Closed
CBA
206
Coastal Bridge Advisors
Connecticut
– -$254K -8,144 Closed
DIM
207
DC Investments Management
Virginia
– -$251K -8,076 Closed
BWA
208
Beam Wealth Advisors
Louisiana
– -$218K -7,000 Closed
FLPIM
209
F.L. Putnam Investment Management
Massachusetts
– -$209K -6,722 Closed
Tudor Investment Corp
210
Tudor Investment Corp
Connecticut
– -$203K -6,520 Closed
JPLA
211
Joseph P. Lucia & Associates
New York
– -$170K -5,460 Closed
TCOV
212
Trust Company of Vermont
Vermont
– -$144K -4,630 Closed
TI
213
tru Independence
Oregon
– -$72K -2,300 Closed
QT
214
Quantbot Technologies
New York
– -$54K -1,742 Closed
CFG
215
Capstone Financial Group
Oklahoma
– -$52K -1,723 Closed
VFA
216
Valeo Financial Advisors
Indiana
– -$54K -1,720 Closed
FANJ
217
Financial Architects (New Jersey)
New Jersey
– -$50K -1,600 Closed
APWA
218
Atlas Private Wealth Advisors
New Jersey
– -$31K -1,000 Closed
THWM
219
Taylor Hoffman Wealth Management
Virginia
– -$23K -750 Closed
LFG
220
Larson Financial Group
Missouri
– -$18K -573 Closed
EWM
221
Edge Wealth Management
New York
– -$16K -500 Closed
LWANC
222
Laurel Wealth Advisors (North Carolina)
North Carolina
– -$15K -480 Closed
FDCDDQ
223
Federation des caisses Desjardins du Quebec
Quebec, Canada
– -$8.72K -280 Closed
TFGT
224
TS Financial Group (TSFG)
Illinois
– -$7K -230 Closed
TRCT
225
Tower Research Capital (TRC)
New York
– -$3K -111 Closed
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