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Main Street Capital

Name Holding Trade Value Shares
Change
Change in
Stake
MIAN
251
Mariner Independent Advisor Network
Kansas
-$442K -11,116 Closed
MWA
252
Meridian Wealth Advisors
Texas
-$347K -9,000 Closed
DFG
253
Demars Financial Group
Washington
-$266K -6,898 Closed
Squarepoint
254
Squarepoint
New York
-$234K -6,068 Closed
SGCA
255
Steel Grove Capital Advisors
Tennessee
-$224K -5,826 Closed
CRWM
256
Castle Rock Wealth Management
California
-$229K -5,740 Closed
GIM
257
Greenwich Investment Management
Connecticut
-$211K -5,489 Closed
WSCM
258
Wellington Shields Capital Management
New York
-$206K -5,350 Closed
GLA
259
Good Life Advisors
Pennsylvania
-$205K -5,323 Closed
QT
260
Quantbot Technologies
New York
-$191K -4,982 Closed
Group One Trading
261
Group One Trading
Illinois
-$113K -2,747 Closed
SWM
262
Spire Wealth Management
Virginia
-$87K -2,250 Closed
TWC
263
TD Waterhouse Canada
Ontario, Canada
-$63.1K -1,600 Closed
SWM
264
SeaCrest Wealth Management
New York
-$61K -1,578 Closed
CCMW
265
Cypress Capital Management (Wyoming)
Wyoming
-$26K -685 Closed
PFGIA
266
Patriot Financial Group Insurance Agency
Massachusetts
-$22K -576 Closed
VVP
267
Venture Visionary Partners
Ohio
-$18.7K -485 Closed
COCM
268
Charter Oak Capital Management
New Hampshire
-$9K -255 Closed
SCA
269
Stonebridge Capital Advisors
Minnesota
-$6K -153 Closed
CNBTD
270
Citizens National Bank Trust Department
Mississippi
-$6K -150 Closed
JPLA
271
Joseph P. Lucia & Associates
New York
-$4K -100 Closed
CFD
272
Creative Financial Designs
Indiana
-$1.98K -48 -96%
MS
273
Mizuho Securities
Japan
+$41 +1 New