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Name Holding Trade Value Shares
Change 		Change in
Stake
SAM
2201
Symphony Asset Management
California
– -$541K -1,811 Closed
OAM
2202
Optimal Asset Management
California
– -$538K -1,802 Closed
LFA
2203
Legacy Financial Advisors
Kentucky
– -$525K -1,759 Closed
BCM
2204
Beck Capital Management
Texas
– -$517K -1,730 Closed
RIA
2205
Regal Investment Advisors
Michigan
– -$487K -1,631 Closed
USGIU
2206
U.S. Global Investors (USGI)
Texas
– -$453K -1,517 Closed
NL
2207
NWAM LLC
Washington
– -$436K -1,460 Closed
BA
2208
Bristlecone Advisors
Washington
– -$423K -1,416 Closed
SC
2209
Schoolcraft Capital
Colorado
– -$421K -1,410 Closed
BBP
2210
Banco BTG Pactual
Brazil
– -$379K -1,268 Closed
AP
2211
Advisors Preferred
Maryland
– -$378K -1,267 Closed
DWM
2212
Dorchester Wealth Management
Quebec, Canada
– -$369K -1,236 Closed
GAM
2213
Grandview Asset Management
Pennsylvania
– -$374K -1,234 Closed
GJCM
2214
Grand Jean Capital Management
California
– -$355K -1,190 Closed
TCM
2215
Teza Capital Management
Illinois
– -$341K -1,141 Closed
QPWM
2216
Quadrant Private Wealth Management
Pennsylvania
– -$317K -1,060 Closed
PP
2217
PagnatoKarp Partners
Virginia
– -$308K -1,032 Closed
CA
2218
CapWealth Advisors
Tennessee
– -$299K -1,000 Closed
CPC
2219
Congress Park Capital
New York
– -$299K -1,000 Closed
AWCI
2220
Alpine Woods Capital Investors
New York
– -$294K -985 Closed
RP
2221
Rice Partnership
Hawaii
– -$291K -973 Closed
CC
2222
Caxton Corporation
New Jersey
– -$286K -959 Closed
ACM
2223
Anfield Capital Management
California
– -$309K -941 Closed
CAGAS
2224
Capital Advisory Group Advisory Services
Minnesota
– -$275K -926 Closed
AWM
2225
Apollon Wealth Management
South Carolina
– -$290K -919 Closed
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89
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