|
401
|
Prudential Financial
Newark,
New Jersey
|
–
|
-$200K
|
-6,085
|
Closed
|
|
|
402
|
Cetera Advisor Networks
El Segundo,
California
|
–
|
-$63K
|
-1,902
|
Closed
|
|
|
403
|
Harel Insurance Investments & Financial Services
Ramat Gan,
Israel
|
–
|
-$50K
|
-1,500
|
Closed
|
|
|
404
|
Kore Private Wealth
New York
|
–
|
-$41K
|
-1,264
|
Closed
|
|
|
405
|
Citizens Financial Group
Providence,
Rhode Island
|
–
|
-$30K
|
-905
|
Closed
|
|
|
406
|
Acadian Asset Management
Boston,
Massachusetts
|
–
|
-$28K
|
-855
|
Closed
|
|
|
407
|
Beese Fulmer Investment Management
Canton,
Ohio
|
–
|
-$23K
|
-700
|
Closed
|
|
|
408
|
Orion Portfolio Solutions
Omaha,
Nebraska
|
–
|
-$20K
|
-616
|
Closed
|
|
|
409
|
Edge Wealth Management
New York
|
–
|
-$20K
|
-600
|
Closed
|
|
|
410
|
Procyon Advisors
Shelton,
Connecticut
|
–
|
-$19K
|
-567
|
Closed
|
|
|
411
|
Robeco Institutional Asset Management
Rotterdam,
Netherlands
|
–
|
-$15K
|
-451
|
Closed
|
|
|
412
|
Synovus Financial
Columbus,
Georgia
|
–
|
-$12K
|
-379
|
Closed
|
|
|
413
|
Trust Company of Vermont
Brattleboro,
Vermont
|
–
|
-$6K
|
-175
|
Closed
|
|
|
414
|
Tarbox Family Office
Newport Beach,
California
|
–
|
-$4K
|
-129
|
Closed
|
|
|
415
|
PrairieView Partners
St. Paul,
Minnesota
|
–
|
-$3K
|
-100
|
Closed
|
|
|
416
|
Parkside Financial Bank & Trust
Saint Louis,
Missouri
|
–
|
-$2.85K
|
-96
|
-90%
|
|
|
417
|
Global Wealth Management Investment Advisory
Fort Lauderdale,
Florida
|
–
|
-$1K
|
-40
|
Closed
|
|
|
418
|
Atlas Capital Advisors
Jackson,
Wyoming
|
–
|
-$990
|
-30
|
Closed
|
|
|
419
|
BerganKDV Wealth Management
Bloomington,
Minnesota
|
–
|
-$505
|
-17
|
-53%
|
|
|
420
|
HighMark Wealth Management
St. Paul,
Minnesota
|
–
|
+$30
|
+1
|
New
|
|
