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Southwest Airlines

505 hedge funds and large institutions have $10.8B invested in Southwest Airlines in 2013 Q4 according to their latest regulatory filings, with 87 funds opening new positions, 144 increasing their positions, 205 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

181% more first-time investments, than exits

New positions opened: 87 | Existing positions closed: 31

92% more call options, than puts

Call options by funds: $32.9M | Put options by funds: $17.1M

28% more capital invested

Capital invested by funds: $8.41B → $10.8B (+$2.36B)

12% more funds holding

Funds holding: 451505 (+54)

0.13% more ownership

Funds ownership: 81.6%81.73% (+0.13%)

17% less funds holding in top 10

Funds holding in top 10: 1210 (-2)

30% less repeat investments, than reductions

Existing positions increased: 144 | Existing positions reduced: 205

Holders
505
Holders Change
+54
Holders Change %
+11.97%
% of All Funds
14.65%
Holding in Top 10
10
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-16.67%
% of All Funds
0.29%
New
87
Increased
144
Reduced
205
Closed
31
Calls
$32.9M
Puts
$17.1M
Net Calls
+$15.8M
Net Calls Change
-$19M
Name Holding Trade Value Shares
Change
Change in
Stake
Two Sigma Investments
76
Two Sigma Investments
New York
$23.6M +$21.9M +1,253,883 New
CCMH
77
Cornerstone Capital Management Holdings
New York
$23.5M -$3.92M -224,825 -15%
BIM
78
BlackRock Investment Management
Delaware
$23.4M -$1.02M -58,209 -4%
PI
79
Putnam Investments
Massachusetts
$23.2M +$3.56M +204,295 +20%
BlackRock
80
BlackRock
New York
$22.8M +$587K +33,686 +3%
State Board of Administration of Florida Retirement System
81
State Board of Administration of Florida Retirement System
Florida
$22.6M +$22K +1,259 +0.1%
Wellington Management Group
82
Wellington Management Group
Massachusetts
$22.6M -$4.32M -247,904 -17%
PPA
83
Parametric Portfolio Associates
Washington
$21.7M +$1.92M +110,118 +11%
MWNA
84
Marshall Wace North America
New York
$21.5M -$5.79M -332,131 -23%
Principal Financial Group
85
Principal Financial Group
Iowa
$21.3M +$3.7M +211,948 +23%
Citadel Advisors
86
Citadel Advisors
Florida
$21.2M +$19.1M +1,096,196 +3,710%
TGI
87
Tradewinds Global Investors
California
$20.6M -$11.7M -672,503 -38%
UBS AM
88
UBS AM
Illinois
$20.6M +$524K +30,048 +3%
Adage Capital Partners
89
Adage Capital Partners
Massachusetts
$20.5M
CS
90
Credit Suisse
Switzerland
$20.1M -$132K -7,549 -0.7%
VOYA Investment Management
91
VOYA Investment Management
Georgia
$19.6M -$299K -17,157 -2%
Prudential Financial
92
Prudential Financial
New Jersey
$19.4M +$1.75M +100,200 +11%
RhumbLine Advisers
93
RhumbLine Advisers
Massachusetts
$18.7M -$771K -44,199 -4%
GLRA
94
Gerald L. Ray & Associates
Texas
$17.1M -$6.42K -368 -0%
Legal & General Group
95
Legal & General Group
United Kingdom
$16.7M +$82.2K +4,711 +0.5%
First Trust Advisors
96
First Trust Advisors
Illinois
$15.2M +$4.94M +283,083 +54%
BCM
97
Bridgeway Capital Management
Texas
$14.6M +$13.5M +776,900 New
WCM
98
Winton Capital Management
United Kingdom
$14.4M +$7.75M +444,109 +138%
SFM
99
Systematic Financial Management
New Jersey
$14.4M +$13.3M +763,945 New
SG Americas Securities
100
SG Americas Securities
New York
$14.4M +$669K +38,339 +5%

LUV Hedge Fund Activity: Q4 2013 in Review

505 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Southwest Airlines (LUV) for Q4 2013, worth a combined $10.8B — up 28% from $8.41B a quarter earlier.

Buyers outnumbered sellers: 87 funds opened new LUV positions and 31 closed out — a net gain of 56 holders — while 144 added to existing stakes and 205 trimmed.

The largest buyer was AJO LP, adding an estimated $88.5M. The largest seller was Capital Research Global Investors, cutting an estimated $151M.

  • 505 institutional investors held Southwest Airlines (LUV) as of Q4 2013, up from 451 in Q3 2013.
  • Funds reported $10.8B of Southwest Airlines stock for Q4 2013, up 28% quarter-over-quarter.
  • 87 funds opened new Southwest Airlines positions in Q4 2013 and 31 closed out, a net change of +56 holders.
  • The largest Southwest Airlines buyer in Q4 2013 was AJO LP, an estimated $88.5M added.
  • The largest Southwest Airlines seller in Q4 2013 was Capital Research Global Investors, an estimated $151M sold.

Based on aggregated 13F filings for Q4 2013.