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Name Holding Trade Value Shares
Change 		Change in
Stake
EGM
751
Engineers Gate Manager
New York
– -$367K -19,408 Closed
CIM
752
Cambria Investment Management
California
– -$347K -18,382 Closed
CT
753
Coastline Trust
Rhode Island
– -$322K -17,070 Closed
CANY
754
Caxton Associates (New York)
New York
– -$308K -16,300 Closed
CCM
755
Catawba Capital Management
Virginia
– -$306K -16,204 Closed
ICOA
756
Investment Centers of America
North Dakota
– -$309K -15,996 Closed
SI
757
SII Investments
Wisconsin
– -$281K -14,945 Closed
AAM
758
American Asset Management
Florida
– -$247K -13,050 Closed
NPC
759
National Planning Corporation
California
– -$233K -12,307 Closed
GH
760
GAM Holding
Switzerland
– -$227K -12,000 Closed
MC
761
Moors & Cabot
Massachusetts
– -$223K -11,776 Closed
WG
762
Winton Group
United Kingdom
– -$222K -11,721 Closed
WPC
763
Waters Parkerson & Co
Louisiana
– -$220K -11,650 Closed
KA
764
Kovack Advisors
Florida
– -$216K -11,447 Closed
RC
765
RBO & Co
California
– -$203K -10,757 Closed
IH
766
IFC Holdings
Florida
– -$201K -10,637 Closed
SMH
767
Sanders Morris Harris
Texas
– -$200K -10,620 Closed
WSC
768
Wellington Shields & Co
New York
– -$196K -10,348 Closed
IT
769
Independence Trust
Tennessee
– -$189K -10,000 Closed
UR
770
USCA RIA
Texas
– -$205K -8,580 Closed
TA
771
Tiedemann Advisors
New York
– -$218K -7,944 Closed
BGC
772
Blue Granite Capital
South Carolina
– -$136K -7,171 Closed
NIMI
773
Natixis Investment Managers International
France
– -$122K -6,445 Closed
SIM
774
Sonora Investment Management
Arizona
– -$56.9K -3,009 Closed
CCS
775
Crosspoint Capital Strategies
California
– -$42K -2,210 Closed
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