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Name Holding Trade Value Shares
Change 		Change in
Stake
FBT
651
First Bankers Trust
Kentucky
– -$209K -7,117 Closed
BCM
652
Bourgeon Capital Management
Connecticut
– -$203K -6,900 Closed
USGIU
653
U.S. Global Investors (USGI)
Texas
– -$185K -6,300 Closed
HW
654
Hedeker Wealth
Illinois
– -$181K -6,189 Closed
SCA
655
Strategic Capital Alternatives
United States
– -$144K -4,308 Closed
PR
656
Payden & Rygel
California
– -$100K -3,420 Closed
FNBSF
657
First National Bank Sioux Falls
South Dakota
– -$60K -2,046 Closed
PCM
658
Prelude Capital Management
New York
– -$60K -2,040 Closed
HFM
659
Hartford Financial Management
Connecticut
– -$41K -1,400 Closed
SMC
660
S. Muoio & Co
New York
– -$41K -1,400 Closed
TRCT
661
Tower Research Capital (TRC)
New York
– -$35K -1,200 Closed
SC
662
Searle & Co
Connecticut
– -$29K -990 Closed
FANJ
663
Financial Architects (New Jersey)
New Jersey
– -$24K -827 Closed
BRWM
664
B. Riley Wealth Management
Tennessee
– -$19K -648 Closed
ECM
665
Element Capital Management
New York
– -$14.7K -500 Closed
MAS
666
Madden Advisory Services
Florida
– -$13K -466 Closed
AA
667
Apriem Advisors
California
– -$8.44K -305 -99%
CIA
668
Choate Investment Advisors
Massachusetts
– -$6.11K -208 Closed
CG
669
Colony Group
Massachusetts
– -$5.34K -193 -96%
WOC
670
West Oak Capital
California
– -$2.2K -75 Closed
AWM
671
AllSquare Wealth Management
New York
– -$1.97K -71 Closed
RAM
672
Riggs Asset Management
Pennsylvania
– -$1.74K -63 -98%
NMIS
673
Northwestern Mutual Investment Services
Wisconsin
– +$55 +2 New
BCI
674
Brinker Capital Investments
Pennsylvania
– +$249 +9 New
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