|
101
|
BB&T Securities
Richmond,
Virginia
|
–
|
-$10K
|
-10,467
|
Closed
|
|
|
102
|
IFC Holdings
Tampa,
Florida
|
–
|
-$10K
|
-10,340
|
Closed
|
|
|
103
|
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
–
|
-$10K
|
-10,200
|
Closed
|
|
|
104
|
Spot Trading
Chicago,
Illinois
|
–
|
-$9K
|
-8,517
|
Closed
|
|
|
105
|
IFP Advisors
Tampa,
Florida
|
–
|
-$7K
|
-6,908
|
Closed
|
|
|
106
|
Hartford Financial Management
Hartford,
Connecticut
|
–
|
-$5K
|
-5,374
|
Closed
|
|
|
107
|
Simplex Trading
Chicago,
Illinois
|
–
|
-$2.68K
|
-4,207
|
Closed
|
|
|
108
|
Ausdal Financial Partners
Davenport,
Iowa
|
–
|
-$4K
|
-3,455
|
Closed
|
|
|
109
|
Integrated Wealth Management (Palm Desert)
Palm Desert,
California
|
–
|
-$2K
|
-2,000
|
Closed
|
|
|
110
|
Nationwide Fund Advisors
Columbus,
Ohio
|
–
|
-$1K
|
-1,400
|
Closed
|
|
|
111
|
Penserra Capital Management
Orinda,
California
|
–
|
-$1K
|
-1,203
|
Closed
|
|
|
112
|
Krilogy Financial
St. Louis,
Missouri
|
–
|
-$1K
|
-1,092
|
Closed
|
|
|
113
|
|
–
|
-$1K
|
-1,018
|
Closed
|
|
|
114
|
Fifth Third Bancorp
Cincinnati,
Ohio
|
–
|
-$484
|
-760
|
-95%
|
|
|
115
|
Crosspoint Capital Strategies
Orinda,
California
|
–
|
-$6K
|
-614
|
Closed
|
|
|
116
|
Advantage Investment Management
Cedar Rapids,
Iowa
|
–
|
-$255
|
-400
|
-24%
|
|
|
117
|
Checchi Capital Advisers
Beverly Hills,
California
|
–
|
+$96
|
+151
|
New
|
|
|
118
|
Integrated Investment Consultants
Bloomfield Hills,
Michigan
|
–
|
+$382
|
+600
|
New
|
|
|
119
|
Gradient Investments
Arden Hills,
Minnesota
|
–
|
+$636
|
+1,000
|
New
|
|
|
120
|
Tower Research Capital (TRC)
New York
|
–
|
+$738
|
+1,160
|
New
|
|
