|
176
|
US Bancorp
Minneapolis,
Minnesota
|
–
|
-$220K
|
-4,400
|
Closed
|
|
|
177
|
KeyBank National Association
Cleveland,
Ohio
|
–
|
-$218K
|
-4,355
|
Closed
|
|
|
178
|
NumerixS Investment Technologies
Vancouver,
British Columbia, Canada
|
–
|
-$215K
|
-4,300
|
Closed
|
|
|
179
|
Zurich Cantonal Bank
Zurich,
Switzerland
|
–
|
-$209K
|
-4,168
|
Closed
|
|
|
180
|
Prospera Financial Services
Dallas,
Texas
|
–
|
-$200K
|
-4,000
|
Closed
|
|
|
181
|
Envestnet Asset Management
Chicago,
Illinois
|
–
|
-$200K
|
-3,991
|
Closed
|
|
|
182
|
MGO One Seven
Beachwood,
Ohio
|
–
|
-$179K
|
-3,572
|
Closed
|
|
|
183
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
–
|
-$166K
|
-3,304
|
Closed
|
|
|
184
|
Carroll Financial Associates
Charlotte,
North Carolina
|
–
|
-$108K
|
-2,158
|
Closed
|
|
|
185
|
FNY Partners Fund
New York
|
–
|
-$95K
|
-1,900
|
Closed
|
|
|
186
|
D'Orazio & Associates
Falls Church,
Virginia
|
–
|
-$68K
|
-1,367
|
Closed
|
|
|
187
|
Advisor Group
Phoenix,
Arizona
|
–
|
-$68K
|
-1,363
|
Closed
|
|
|
188
|
Panagora Asset Management
Boston,
Massachusetts
|
–
|
-$65K
|
-1,298
|
Closed
|
|
|
189
|
Tower Research Capital (TRC)
New York
|
–
|
-$60K
|
-1,203
|
Closed
|
|
|
190
|
Central Trust Company
Jefferson City,
Missouri
|
–
|
-$55K
|
-1,091
|
Closed
|
|
|
191
|
OneDigital Investment Advisors
Overland Park,
Kansas
|
–
|
-$50K
|
-1,004
|
Closed
|
|
|
192
|
FNY Managed Accounts
New York
|
–
|
-$50K
|
-1,000
|
Closed
|
|
|
193
|
Cutler Group
San Francisco,
California
|
–
|
-$44K
|
-880
|
Closed
|
|
|
194
|
Enterprise Financial Services Corp (EFSC)
Clayton,
Missouri
|
–
|
-$25K
|
-500
|
Closed
|
|
|
195
|
Parisi Gray Wealth Management
Mendham,
New Jersey
|
–
|
-$25K
|
-500
|
Closed
|
|
|
196
|
Parallel Advisors
San Francisco,
California
|
–
|
-$24K
|
-487
|
Closed
|
|
|
197
|
San Francisco Sentry Investment Group
San Francisco,
California
|
–
|
-$18K
|
-367
|
Closed
|
|
|
198
|
Cable Hill Partners
Portland,
Oregon
|
–
|
-$17K
|
-332
|
Closed
|
|
|
199
|
Ropes Wealth Advisors
Boston,
Massachusetts
|
–
|
-$15K
|
-296
|
Closed
|
|
|
200
|
First Interstate Bank
Billings,
Montana
|
–
|
-$14K
|
-282
|
Closed
|
|
