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LM

Legg Mason, Inc.
LM

Delisted

LM was delisted on the 31st of July, 2020.

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Name Holding Trade Value Shares
Change 		Change in
Stake
CCM
201
Crabel Capital Management
California
– -$501K -10,075 Closed
Bank of Montreal
202
Bank of Montreal
Ontario, Canada
– -$477K -9,582 Closed
JMPWA
203
JP Morgan Private Wealth Advisors
California
– -$475K -9,542 Closed
Zurich Cantonal Bank
204
Zurich Cantonal Bank
Switzerland
– -$470K -9,457 Closed
CPA
205
Court Place Advisors
Maryland
– -$469K -9,425 Closed
HighTower Advisors
206
HighTower Advisors
Illinois
– -$456K -9,139 Closed
TRCT
207
Tower Research Capital (TRC)
New York
– -$448K -9,008 Closed
CK
208
Cohen Klingenstein
New York
– -$440K -8,850 Closed
SAM
209
Securian Asset Management
Minnesota
– -$421K -8,468 Closed
BAM
210
Blueshift Asset Management
New Jersey
– -$420K -8,447 Closed
US Bancorp
211
US Bancorp
Minnesota
– -$393K -7,905 Closed
GT
212
Greenleaf Trust
Michigan
– -$379K -7,625 Closed
X
213
Xponance
Pennsylvania
– -$377K -7,586 Closed
SAM
214
Shell Asset Management
Netherlands
– -$360K -7,243 Closed
AW
215
Alpha Windward
Massachusetts
– -$349K -7,024 Closed
WOSD
216
WFA of San Diego
California
– -$255K -6,825 Closed
Jane Street
217
Jane Street
New York
– -$320K -6,430 Closed
NSAM
218
North Star Asset Management
Wisconsin
– -$317K -6,378 Closed
NA
219
NewEdge Advisors
Louisiana
– -$306K -6,152 Closed
ETC
220
Exchange Traded Concepts
Oklahoma
– -$303K -6,084 Closed
WAM
221
World Asset Management
Michigan
– -$299K -6,003 Closed
RJA
222
Raymond James & Associates
Florida
– -$295K -5,921 Closed
MS
223
Maven Securities
Jersey
– -$288K -5,798 Closed
RJFSA
224
Raymond James Financial Services Advisors
Florida
– -$283K -5,696 Closed
CB
225
Commerce Bank
Missouri
– -$281K -5,655 Closed
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