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LM
Legg Mason, Inc.
LM
LM
Delisted
LM was delisted on the 31st of July, 2020.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 401 |
APP
401
Avantax Planning Partners
Dubuque,
Iowa
| – | -$8K | -212 | Closed |
|
| 402 |
FMII
402
Farmers & Merchants Investments Inc
Lincoln,
Nebraska
| – | -$8K | -200 | Closed |
|
| 403 |
HIM
403
Hillsdale Investment Management
Toronto,
Ontario, Canada
| – | -$8K | -200 | Closed |
|
| 404 |
SWP
404
Stratos Wealth Partners
Beachwood,
Ohio
| – | -$7K | -164 | Closed |
|
| 405 |
PCP
405
Proficio Capital Partners
Newton,
Massachusetts
| – | -$4.33K | -114 | Closed |
|
| 406 |
AWA
406
Acorn Wealth Advisors
Grand Blanc,
Michigan
| – | -$1K | -20 | Closed |
|
| 407 |
WT
407
Washington Trust
Westerly,
Rhode Island
| – | +$38 | +1 | New |
|
| 408 |
ADL
408
Asset Dedication LLC
San Francisco,
California
| – | +$114 | +3 | New |
|
| 409 |
FIA
409
FNY Investment Advisers
New York
| – | +$1.02K | +27 | New |
|