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LM
Legg Mason, Inc.
LM
LM
Delisted
LM was delisted on the 31st of July, 2020.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 401 |
EPM
401
Equitec Proprietary Markets
Chicago,
Illinois
| – | -$48K | -907 | Closed |
|
| 402 |
IRS
402
Invictus RG (Singapore)
Singapore
| – | -$45K | -850 | Closed |
|
| 403 |
ICM
403
ICC Capital Management
Orlando,
Florida
| – | -$40K | -745 | Closed |
|
| 404 |
TRCT
404
Tower Research Capital (TRC)
New York
| – | -$22K | -416 | Closed |
|
| 405 |
SFFS
405
Stonehage Fleming Financial Services
St. Helier,
Jersey
| – | -$21K | -400 | Closed |
|
| 406 |
406
Walleye Trading
New York
| – | -$7.07K | -126 | Closed |
|
| 407 |
VFA
407
Virtus Fund Advisers
Hartford,
Connecticut
| – | -$6K | -118 | Closed |
|
| 408 |
NPC
408
National Planning Corporation
El Segundo,
California
| – | -$1.54K | -29 | Closed |
|
| 409 |
MWAN
409
Mariner Wealth Advisors (NYC)
Overland Park,
Kansas
| – | +$337 | +6 | New |
|