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LM

Legg Mason, Inc.
LM

Delisted

LM was delisted on the 31st of July, 2020.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Janney Montgomery Scott
226
Janney Montgomery Scott
Pennsylvania
– -$271K -5,444 Closed
PA
227
Parallel Advisors
California
– -$254K -5,117 Closed
Envestnet Asset Management
228
Envestnet Asset Management
Illinois
– -$254K -5,116 Closed
AT
229
Arden Trust
Delaware
– -$250K -5,023 Closed
MVA
230
Mount Vernon Associates
Maryland
– -$246K -4,950 Closed
SCM
231
Shelton Capital Management
Colorado
– -$245K -4,916 Closed
Assenagon Asset Management
232
Assenagon Asset Management
Luxembourg
– -$242K -4,863 Closed
MFG
233
Magnus Financial Group
New York
– -$242K -4,860 Closed
SEC
234
Seven Eight Capital
New York
– -$241K -4,851 Closed
Simplex Trading
235
Simplex Trading
Illinois
– -$238K -4,800 Closed
OR
236
Olympiad Research
Connecticut
– -$237K -4,770 Closed
DI
237
Diligent Investors
California
– -$230K -4,614 Closed
LIA
238
LS Investment Advisors
Michigan
– -$221K -4,438 Closed
IFWM
239
Institute for Wealth Management
Colorado
– -$217K -4,367 Closed
SAM
240
Strategy Asset Managers
California
– -$209K -4,194 Closed
Rockefeller Capital Management
241
Rockefeller Capital Management
New York
– -$185K -3,727 Closed
Daiwa Securities Group
242
Daiwa Securities Group
Japan
– -$32K -3,350 Closed
VI
243
Vestcor Inc
New Brunswick, Canada
– -$162K -3,249 Closed
CIA
244
CSat Investment Advisory
Michigan
– -$138K -2,770 Closed
IAS
245
IMA Advisory Services
Colorado
– -$95K -1,905 Closed
Osaic Holdings
246
Osaic Holdings
Arizona
– -$93K -1,844 Closed
S
247
SignatureFD
Georgia
– -$91K -1,827 Closed
HNB
248
Huntington National Bank
Ohio
– -$88K -1,763 Closed
IA
249
IFP Advisors
Florida
– -$85.3K -1,709 Closed
TFGT
250
TS Financial Group (TSFG)
Illinois
– -$80K -1,600 Closed
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