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LM

Legg Mason, Inc.
LM

Delisted

LM was delisted on the 31st of July, 2020.

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Name Holding Trade Value Shares
Change 		Change in
Stake
RGI
226
River Global Investors
United Kingdom
$573K +$605K +18,500 New
NMERB
227
New Mexico Educational Retirement Board
New Mexico
$565K +$595K +18,214 New
V
228
Veritable
Delaware
$557K +$587K +17,963 New
American Century Companies
229
American Century Companies
Missouri
$557K +$587K +17,970 New
SMDAM
230
Sumitomo Mitsui DS Asset Management
Japan
$527K +$556K +17,010 New
CIBC Asset Management
231
CIBC Asset Management
Ontario, Canada
$526K +$555K +16,967 New
US Bancorp
232
US Bancorp
Minnesota
$525K +$553K +16,930 New
TMAM
233
Tokio Marine Asset Management
Japan
$522K +$550K +16,824 New
HT
234
HAP Trading
New York
$499K +$526K +16,082 New
MVA
235
Mount Vernon Associates
Maryland
$497K +$524K +16,025 New
KCG
236
Knight Capital Group
$497K +$524K +16,040 New
CNB
237
City National Bank
Delaware
$479K +$505K +15,445 New
Janus Henderson Group
238
Janus Henderson Group
$471K +$492K +15,039 New
DnB Asset Management
239
DnB Asset Management
Norway
$460K +$485K +14,840 New
NIC
240
Northwest Investment Counselors
Oregon
$446K +$470K +14,380 New
CM
241
Churchill Management
California
$439K +$463K +14,172 New
Bank of Montreal
242
Bank of Montreal
Ontario, Canada
$438K +$462K +14,125 New
PNC Financial Services Group
243
PNC Financial Services Group
Pennsylvania
$409K +$430K +13,150 New
Tudor Investment Corp
244
Tudor Investment Corp
Connecticut
$409K +$431K +13,200 New
MNBTD
245
Moody National Bank Trust Division
Texas
$402K +$424K +12,975 New
SCA
246
SAC Capital Advisors
Connecticut
$400K +$422K +12,909 New
Verition Fund Management
247
Verition Fund Management
Connecticut
$392K +$414K +12,657 New
AWA
248
AmeriServ Wealth Advisors
Pennsylvania
$388K +$409K +12,500 New
MAM
249
Meeder Asset Management
Ohio
$381K +$402K +12,290 New
FCBT
250
First Citizens Bank & Trust
North Carolina
$377K +$397K +12,156 New
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