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Lumentum

274 hedge funds and large institutions have $2.09B invested in Lumentum in 2016 Q4 according to their latest regulatory filings, with 59 funds opening new positions, 92 increasing their positions, 83 reducing their positions, and 40 closing their positions.

New
Increased
Maintained
Reduced
Closed

182% more call options, than puts

Call options by funds: $26.4M | Put options by funds: $9.39M

89.75% more ownership

Funds ownership: 0%89.75% (+90%)

48% more first-time investments, than exits

New positions opened: 59 | Existing positions closed: 40

20% more funds holding in top 10

Funds holding in top 10: 56 (+1)

11% more repeat investments, than reductions

Existing positions increased: 92 | Existing positions reduced: 83

5% more funds holding

Funds holding: 262274 (+12)

4% more capital invested

Capital invested by funds: $2B → $2.09B (+$86.1M)

Holders
274
Holders Change
+12
Holders Change %
+4.58%
% of All Funds
6.85%
Holding in Top 10
6
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+20%
% of All Funds
0.15%
New
59
Increased
92
Reduced
83
Closed
40
Calls
$26.4M
Puts
$9.39M
Net Calls
+$17.1M
Net Calls Change
+$6.01M
Name Holding Trade Value Shares
Change
Change in
Stake
Two Sigma Advisers
26
Two Sigma Advisers
New York
$18M -$2.84M -71,476 -13%
NC
27
Nokomis Capital
Texas
$17.9M +$18.4M +462,068 New
FPC
28
Falcon Point Capital
California
$16.8M +$4.26M +107,059 +33%
Principal Financial Group
29
Principal Financial Group
Iowa
$16.7M +$1.22M +30,595 +8%
Geode Capital Management
30
Geode Capital Management
Massachusetts
$16.7M +$1.56M +39,082 +10%
HRCM
31
Hood River Capital Management
Florida
$16.6M -$10.5M -264,199 -38%
KCM
32
Kingdon Capital Management
New York
$15.8M +$1.55M +39,012 +11%
Ameriprise
33
Ameriprise
Minnesota
$15.5M +$3.51M +88,139 +28%
Invesco
34
Invesco
Georgia
$15.4M +$3.79M +95,248 +31%
KCM
35
Kennedy Capital Management
Missouri
$15.2M -$7.64M -192,025 -33%
BIM
36
Bogle Investment Management
Massachusetts
$13.7M +$13.3M +333,549 +1,534%
CC
37
Carlson Capital
Texas
$13.3M +$2.18M +54,795 +19%
Axa
38
Axa
France
$13.1M +$8.74M +219,537 +183%
UBS AM
39
UBS AM
Illinois
$13.1M -$979K -24,604 -7%
Allianz Asset Management
40
Allianz Asset Management
Germany
$12.6M -$9.03M -226,845 -41%
Morgan Stanley
41
Morgan Stanley
New York
$11.4M +$9.2M +231,246 +365%
Calamos Advisors
42
Calamos Advisors
Illinois
$10.7M +$11M +277,512 New
Russell Investments Group
43
Russell Investments Group
United Kingdom
$10.7M +$10.8M +272,317 New
Bank of Montreal
44
Bank of Montreal
Ontario, Canada
$10.6M +$6.57M +165,099 +167%
PPA
45
Parametric Portfolio Associates
Washington
$10.6M +$562K +14,132 +5%
BIM
46
BlackRock Investment Management
Delaware
$10.1M +$1.96M +49,211 +23%
AAP
47
Ardsley Advisory Partners
Connecticut
$9.99M +$9.62M +241,750 +1,443%
DCM
48
Driehaus Capital Management
Illinois
$9.59M -$1.93M -48,387 -16%
AAM
49
AO Asset Management
New York
$9.57M -$5.81M -146,000 -37%
Charles Schwab
50
Charles Schwab
California
$9.14M +$1.47M +37,053 +19%

LITE Hedge Fund Activity: Q4 2016 in Review

274 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Lumentum (LITE) for Q4 2016, worth a combined $2.09B — up 4.3% from $2B a quarter earlier.

Buyers outnumbered sellers: 59 funds opened new LITE positions and 40 closed out — a net gain of 19 holders — while 92 added to existing stakes and 83 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $47.7M. The largest seller was Wellington Management Group, cutting an estimated $26M.

  • 274 institutional investors held Lumentum (LITE) as of Q4 2016, up from 262 in Q3 2016.
  • Funds reported $2.09B of Lumentum stock for Q4 2016, up 4.3% quarter-over-quarter.
  • 59 funds opened new Lumentum positions in Q4 2016 and 40 closed out, a net change of +19 holders.
  • The largest Lumentum buyer in Q4 2016 was Citadel Advisors, an estimated $47.7M added.
  • The largest Lumentum seller in Q4 2016 was Wellington Management Group, an estimated $26M sold.

Based on aggregated 13F filings for Q4 2016.