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Lumentum
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262 hedge funds and large institutions have $2B invested in Lumentum in 2016 Q3 according to their latest regulatory filings, with 60 funds opening new positions, 95 increasing their positions, 64 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 60 | Existing positions closed: 24

110% more call options, than puts

Call options by funds: $21.1M | Put options by funds: $10.1M

82% more capital invested

Capital invested by funds: $1.1B → $2B (+$901M)

67% more funds holding in top 10

Funds holding in top 10: 3 → 5 (+2)

48% more repeat investments, than reductions

Existing positions increased: 95 | Existing positions reduced: 64

14% more funds holding

Funds holding: 229 → 262 (+33)

Holders
262
Holders Change
+33
Holders Change %
+14.41%
% of All Funds
6.99%
Holding in Top 10
5
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+66.67%
% of All Funds
0.13%
New
60
Increased
95
Reduced
64
Closed
24
Calls
$21.1M
Puts
$10.1M
Net Calls
+$11M
Net Calls Change
+$1.63M

Top Buyers

1
GGHC
Gilder Gagnon Howe & Co
New York
+$68.1M
2
Victory Capital Management
Victory Capital Management
Texas
+$47M
3
BFA
BlackRock Fund Advisors
California
+$19.3M
4
1832 Asset Management
1832 Asset Management
Ontario, Canada
+$18.7M
5
Allianz Asset Management
Allianz Asset Management
Germany
+$15.1M

Top Sellers

1
TA
Teachers Advisors
New York
-$39.4M
2
Marshall Wace
Marshall Wace
United Kingdom
-$26.8M
3
Bank of New York Mellon
Bank of New York Mellon
New York
-$21M
4
QAM
Quentec Asset Management
New York
-$20M
5
PCM
Penn Capital Management
Pennsylvania
-$12.9M
Name Holding Trade Value Shares
Change 		Change in
Stake
AAM
26
AO Asset Management
New York
$16.4M -$6M -182,500 -32%
Geode Capital Management
27
Geode Capital Management
Massachusetts
$16.4M +$1.55M +47,093 +14%
KCM
28
Kingdon Capital Management
New York
$15.4M +$4.74M +144,052 +64%
UBS AM
29
UBS AM
Illinois
$15.2M -$364K -11,052 -3%
Deutsche Bank
30
Deutsche Bank
Germany
$14.1M +$6.13M +186,180 +123%
Fidelity Investments
31
Fidelity Investments
Massachusetts
$13.3M +$9.22M +280,387 +729%
Ameriprise
32
Ameriprise
Minnesota
$13.1M +$2.77M +84,261 +37%
Invesco
33
Invesco
Georgia
$12.7M +$2.7M +82,125 +37%
Two Sigma Investments
34
Two Sigma Investments
New York
$12.6M -$4.69M -142,497 -32%
DCM
35
Driehaus Capital Management
Illinois
$12.4M +$9M +273,489 +1,190%
CM
36
Castleark Management
Illinois
$12.3M +$3.71M +112,640 +62%
CC
37
Carlson Capital
Texas
$12.1M +$9.54M +289,898 New
QAM
38
Quentec Asset Management
New York
$11.4M -$20M -607,009 -69%
FPC
39
Falcon Point Capital
California
$11M +$3.69M +112,237 +52%
PPA
40
Parametric Portfolio Associates
Washington
$10.8M +$2.63M +80,049 +45%
RIM
41
Rainier Investment Management
Washington
$10.3M -$1.29M -39,190 -14%
State of Wisconsin Investment Board
42
State of Wisconsin Investment Board
Wisconsin
$10M +$7.9M +240,000 New
ERSOT
43
Employees Retirement System of Texas
Texas
$9.93M – – –
MPA
44
Marvin & Palmer Associates
Delaware
$9.85M +$4.02M +122,075 +107%
EA
45
Emerald Acquisition
Washington
$9.66M +$2.27M +68,965 +42%
Marshall Wace
46
Marshall Wace
United Kingdom
$9.38M -$26.8M -813,322 -78%
Adage Capital Partners
47
Adage Capital Partners
Massachusetts
$8.98M +$7.07M +215,000 New
BIM
48
BlackRock Investment Management
Delaware
$8.9M +$149K +4,543 +2%
CPIM
49
Columbia Partners Investment Management
Virginia
$8.88M +$7M +212,733 New
Charles Schwab
50
Charles Schwab
California
$8.34M +$318K +9,671 +5%
1
2
3 4 5

LITE Hedge Fund Activity: Q3 2016 in Review

262 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Lumentum (LITE) for Q3 2016, worth a combined $2B — up 82% from $1.1B a quarter earlier.

Buyers outnumbered sellers: 60 funds opened new LITE positions and 24 closed out — a net gain of 36 holders — while 95 added to existing stakes and 64 trimmed.

The largest buyer was Gilder Gagnon Howe & Co, adding an estimated $68.1M. The largest seller was Teachers Advisors, cutting an estimated $39.4M.

  • 262 institutional investors held Lumentum (LITE) as of Q3 2016, up from 229 in Q2 2016.
  • Funds reported $2B of Lumentum stock for Q3 2016, up 82% quarter-over-quarter.
  • 60 funds opened new Lumentum positions in Q3 2016 and 24 closed out, a net change of +36 holders.
  • The largest Lumentum buyer in Q3 2016 was Gilder Gagnon Howe & Co, an estimated $68.1M added.
  • The largest Lumentum seller in Q3 2016 was Teachers Advisors, an estimated $39.4M sold.

Based on aggregated 13F filings for Q3 2016.