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Lumentum
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262 hedge funds and large institutions have $2B invested in Lumentum in 2016 Q3 according to their latest regulatory filings, with 60 funds opening new positions, 95 increasing their positions, 64 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 60 | Existing positions closed: 24

110% more call options, than puts

Call options by funds: $21.1M | Put options by funds: $10.1M

82% more capital invested

Capital invested by funds: $1.1B → $2B (+$901M)

67% more funds holding in top 10

Funds holding in top 10: 3 → 5 (+2)

48% more repeat investments, than reductions

Existing positions increased: 95 | Existing positions reduced: 64

14% more funds holding

Funds holding: 229 → 262 (+33)

Holders
262
Holders Change
+33
Holders Change %
+14.41%
% of All Funds
6.99%
Holding in Top 10
5
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+66.67%
% of All Funds
0.13%
New
60
Increased
95
Reduced
64
Closed
24
Calls
$21.1M
Puts
$10.1M
Net Calls
+$11M
Net Calls Change
+$1.63M

Top Buyers

1
GGHC
Gilder Gagnon Howe & Co
New York
+$68.1M
2
Victory Capital Management
Victory Capital Management
Texas
+$47M
3
BFA
BlackRock Fund Advisors
California
+$19.3M
4
1832 Asset Management
1832 Asset Management
Ontario, Canada
+$18.7M
5
Allianz Asset Management
Allianz Asset Management
Germany
+$15.1M

Top Sellers

1
TA
Teachers Advisors
New York
-$39.4M
2
Marshall Wace
Marshall Wace
United Kingdom
-$26.8M
3
Bank of New York Mellon
Bank of New York Mellon
New York
-$21M
4
QAM
Quentec Asset Management
New York
-$20M
5
PCM
Penn Capital Management
Pennsylvania
-$12.9M
Name Holding Trade Value Shares
Change 		Change in
Stake
GAM
226
Gemmer Asset Management
California
$7K – – –
US Bancorp
227
US Bancorp
Minnesota
$6K -$65.6K -1,995 -94%
WAM
228
Wealthspire Advisors (Maryland)
Maryland
$5K – – –
Acadian Asset Management
229
Acadian Asset Management
Massachusetts
$5K +$4.08K +124 New
CAW
230
Cornerstone Advisors (Washington)
Washington
$3K -$1.97K -60 -50%
FWM
231
Focused Wealth Management
New York
$3K – – –
NHFG
232
New Harbor Financial Group
Massachusetts
$3K – – –
NFG
233
Next Financial Group
Texas
$3K – – –
PSC
234
Prentiss Smith & Co
Vermont
$3K – – –
Parallax Volatility Advisers
235
Parallax Volatility Advisers
California
$3K +$2.44K +74 New
DADC
236
D.A. Davidson & Co
Montana
$2K – – –
VNA
237
Valley National Advisers
Pennsylvania
$2K – – –
PRS
238
Pinkerton Retirement Specialists
Idaho
$2K +$164 +5 +15%
MWP
239
MYCIO Wealth Partners
Pennsylvania
$2K +$1.65K +50 New
CHP
240
Cable Hill Partners
Oregon
$1K – – –
EWM
241
Evercore Wealth Management
New York
$1K – – –
MWM
242
MinichMacGregor Wealth Management
New York
$1K – – –
TWA
243
TCI Wealth Advisors
Arizona
$1K – – –
WT
244
Whittier Trust
California
$1K – – –
WTC
245
WhitTier Trust Company
Nevada
$1K – – –
VOYA Investment Management
246
VOYA Investment Management
Georgia
$930 – – –
WP
247
WealthPLAN Partners
Nebraska
$548 -$493 -15 -54%
WAS
248
WESPAC Advisors SoCal
California
$501 – – –
CFA
249
CT Financial Advisors
Pennsylvania
$84 – – –
SIM
250
Sonora Investment Management
Arizona
$42 – – –
7 8 9
10
11

LITE Hedge Fund Activity: Q3 2016 in Review

262 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Lumentum (LITE) for Q3 2016, worth a combined $2B — up 82% from $1.1B a quarter earlier.

Buyers outnumbered sellers: 60 funds opened new LITE positions and 24 closed out — a net gain of 36 holders — while 95 added to existing stakes and 64 trimmed.

The largest buyer was Gilder Gagnon Howe & Co, adding an estimated $68.1M. The largest seller was Teachers Advisors, cutting an estimated $39.4M.

  • 262 institutional investors held Lumentum (LITE) as of Q3 2016, up from 229 in Q2 2016.
  • Funds reported $2B of Lumentum stock for Q3 2016, up 82% quarter-over-quarter.
  • 60 funds opened new Lumentum positions in Q3 2016 and 24 closed out, a net change of +36 holders.
  • The largest Lumentum buyer in Q3 2016 was Gilder Gagnon Howe & Co, an estimated $68.1M added.
  • The largest Lumentum seller in Q3 2016 was Teachers Advisors, an estimated $39.4M sold.

Based on aggregated 13F filings for Q3 2016.