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Global X Lithium & Battery Tech ETF

Name Holding Trade Value Shares
Change
Change in
Stake
RIA
451
Regal Investment Advisors
Michigan
– -$201K -2,761 Closed
MIM
452
MTM Investment Management
South Carolina
– -$197K -2,750 Closed
LSA
453
Lion Street Advisors
Texas
– -$221K -2,380 Closed
EP Wealth Advisors
454
EP Wealth Advisors
California
– -$166K -2,289 Closed
AW
455
ACG Wealth
Georgia
– -$148K -2,037 Closed
Prospera Financial Services
456
Prospera Financial Services
Texas
– -$108K -1,484 Closed
CoreCap Advisors
457
CoreCap Advisors
Michigan
– -$97K -1,330 Closed
BW
458
Bison Wealth
Georgia
– -$65K -894 Closed
Franklin Resources
459
Franklin Resources
California
– -$62K -860 Closed
Venture Visionary Partners
460
Venture Visionary Partners
Ohio
– -$58.3K -802 Closed
PFGIA
461
Patriot Financial Group Insurance Agency
Massachusetts
– -$38K -521 Closed
TCWM
462
Total Clarity Wealth Management
Illinois
– -$35K -488 Closed
CWP
463
Concord Wealth Partners
Virginia
– -$26K -357 Closed
Millburn Ridgefield Corp
464
Millburn Ridgefield Corp
New York
– -$23K -311 Closed
GWMIA
465
Global Wealth Management Investment Advisory
Florida
– -$22K -300 Closed
USGIU
466
U.S. Global Investors (USGI)
Texas
– -$22K -300 Closed
CX Institutional
467
CX Institutional
Indiana
– -$18K -242 Closed
1IA
468
1834 Investment Advisors
Wisconsin
– -$15K -210 Closed
COCM
469
Charter Oak Capital Management
New Hampshire
– -$10K -142 Closed
LWANC
470
Laurel Wealth Advisors (North Carolina)
North Carolina
– -$7K -90 Closed
HR
471
Howe & Rusling
New York
– -$4K -54 Closed
CWM
472
Curi Wealth Management
North Carolina
– -$3K -40 Closed
MFT
473
Moisand Fitzgerald Tamayo
Florida
– -$2K -30 Closed
JWM
474
Janiczek Wealth Management
Colorado
– -$1K -16 Closed
PA
475
PSI Advisors
Florida
– +$149 +2 New