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Global X Lithium & Battery Tech ETF
LIT

Name Holding Trade Value Shares
Change 		Change in
Stake
Independent Advisor Alliance
251
Independent Advisor Alliance
North Carolina
– -$541K -13,259 Closed
Oppenheimer & Co
252
Oppenheimer & Co
New York
– -$416K -10,210 Closed
Sigma Planning Corp
253
Sigma Planning Corp
Michigan
– -$289K -7,081 Closed
Group One Trading
254
Group One Trading
Illinois
– -$269K -6,603 Closed
D.A. Davidson & Co
255
D.A. Davidson & Co
Montana
– -$252K -6,170 Closed
Cresset Asset Management
256
Cresset Asset Management
Illinois
– -$244K -5,958 Closed
GTS Securities
257
GTS Securities
Florida
– -$237K -5,821 Closed
Stratos Wealth Partners
258
Stratos Wealth Partners
Ohio
– -$237K -5,812 Closed
MFG
259
Magnus Financial Group
New York
– -$237K -5,808 Closed
Mercer Global Advisors
260
Mercer Global Advisors
Colorado
– -$214K -5,260 Closed
FF
261
Friedenthal Financial
New Jersey
– -$109K -2,671 Closed
Avior Wealth Management
262
Avior Wealth Management
Nebraska
– -$66.7K -1,634 Closed
EWM
263
EPG Wealth Management
Georgia
– -$36.5K -895 Closed
CFGS
264
Concourse Financial Group Securities
Alabama
– -$31.1K -749 Closed
Union Bancaire Privee
265
Union Bancaire Privee
Switzerland
– -$30.5K -735 Closed
MFT
266
Moisand Fitzgerald Tamayo
Florida
– -$20.4K -500 Closed
LFA
267
Legend Financial Advisors
Pennsylvania
– -$18.1K -444 Closed
FPB
268
First PREMIER Bank
South Dakota
– -$13K -329 Closed
FFO
269
Fortitude Family Office
Arizona
– -$13.1K -320 Closed
GWSG
270
GPS Wealth Strategies Group
Colorado
– -$12.4K -303 Closed
MWM
271
MGB Wealth Management
Texas
– -$12.2K -300 Closed
BWM
272
Bullock Wealth Management
Indiana
– -$12.2K -299 Closed
BOK Financial
273
BOK Financial
Oklahoma
– -$9.94K -250 Closed
HFS
274
Horizon Financial Services
North Carolina
– -$8.29K -203 Closed
B
275
Birchbrook
Maine
– -$8.16K -200 Closed
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11
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