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Loews
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Name Holding Trade Value Shares
Change 		Change in
Stake
OC
401
Oakworth Capital
Alabama
$13K – – –
MWAN
402
Mariner Wealth Advisors (NYC)
Kansas
$13K +$12.6K +310 New
MPWT
403
MassMutual Private Wealth & Trust
Connecticut
$12.2K +$12.2K +300 New
ASN
404
Advisory Services Network
Georgia
$12K -$16.2K -400 -59%
CAW
405
Cornerstone Advisors (Washington)
Washington
$11K – – –
WRM
406
Westport Resources Management
Connecticut
$11K – – –
PI
407
PineBridge Investments
New York
$10K +$10.3K +255 New
CGT
408
Capital Guardian Trust
California
$10K +$10.4K +256 New
TFA
409
Transamerica Financial Advisors
Florida
$7K -$2.92K -72 -33%
TRCT
410
Tower Research Capital (TRC)
New York
$6K +$5.67K +140 +3,500%
ZB
411
Zions Bancorporation
Utah
$6K +$5.75K +142 New
WCM
412
Wealthcare Capital Management
Virginia
$6K +$6.28K +155 New
FAM
413
Formidable Asset Management
Ohio
$5K – – –
CPIG
414
Chicago Partners Investment Group
Illinois
$4K -$4.17K -103 -54%
BOK
415
Bank of Kentucky
Kentucky
$4K – – –
BFEC
416
Benjamin F. Edwards & Company
Missouri
$4K – – –
MFS
417
MSI Financial Services
Massachusetts
$4K – – –
VIA
418
Vantage Investment Advisors
Pennsylvania
$3K +$3.24K +80 New
WEC
419
Winslow Evans & Crocker
Massachusetts
$2.86K – – –
TDC
420
Thompson Davis & Co
Virginia
$2K -$4.62K -114 -71%
HR
421
Howe & Rusling
New York
$2K -$162 -4 -8%
HI
422
Hudock Inc
Pennsylvania
$1K – – –
JFGIW
423
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$1K – – –
IWMPD
424
Integrated Wealth Management (Palm Desert)
California
$1K +$1.95K +48 New
LBA
425
Letko, Brosseau & Associates
Quebec, Canada
– -$122M -2,902,685 Closed
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17
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