|
1101
|
RFG Advisory
Birmingham,
Alabama
|
–
|
-$189K
|
-10,977
|
Closed
|
|
|
1102
|
Beverly Hills Private Wealth
Beverly Hills,
California
|
–
|
-$188K
|
-10,927
|
Closed
|
|
|
1103
|
J.W. Cole Advisors
Tampa,
Florida
|
–
|
-$178K
|
-10,862
|
Closed
|
|
|
1104
|
Cullen Capital Management
New York
|
–
|
-$176K
|
-10,213
|
Closed
|
|
|
1105
|
Farringdon Capital
London,
United Kingdom
|
–
|
-$176K
|
-10,190
|
Closed
|
|
|
1106
|
Texas Yale Capital Corp
St. Petersburg,
Florida
|
–
|
-$173K
|
-10,000
|
Closed
|
|
|
1107
|
Flagship Harbor Advisors
Boston,
Massachusetts
|
–
|
-$162K
|
-9,379
|
Closed
|
|
|
1108
|
SageView Advisory Group
Newport Beach,
California
|
–
|
-$155K
|
-8,996
|
Closed
|
|
|
1109
|
Pacific Center for Financial Services
San Ramon,
California
|
–
|
-$99.9K
|
-6,154
|
Closed
|
|
|
1110
|
Systematic Financial Management
Teaneck,
New Jersey
|
–
|
-$82.2K
|
-4,763
|
Closed
|
|
|
1111
|
Sentry Investment Management
Stevens Point,
Wisconsin
|
–
|
-$82K
|
-4,744
|
Closed
|
|
|
1112
|
Schonfeld Strategic Advisors
New York
|
–
|
-$80.5K
|
-4,664
|
Closed
|
|
|
1113
|
Cedar Wealth Management
Walnut Creek,
California
|
–
|
-$56.1K
|
-3,252
|
Closed
|
|
|
1114
|
Parallax Volatility Advisers
San Francisco,
California
|
–
|
-$43.8K
|
-2,539
|
Closed
|
|
|
1115
|
Estate Planners Group
Yardley,
Pennsylvania
|
–
|
-$37.8K
|
-2,192
|
Closed
|
|
|
1116
|
TCTC Holdings
Dallas,
Texas
|
–
|
-$37.3K
|
-2,165
|
Closed
|
|
|
1117
|
Security National Bank
Omaha,
Nebraska
|
–
|
-$27.2K
|
-1,576
|
Closed
|
|
|
1118
|
Elyxium Wealth
San Mateo,
California
|
–
|
-$26.1K
|
-1,515
|
Closed
|
|
|
1119
|
DV Trading
Chicago,
Illinois
|
–
|
-$17.3K
|
-1,000
|
Closed
|
|
|
1120
|
GoalVest Advisory
New York
|
–
|
-$10.8K
|
-628
|
Closed
|
|
|
1121
|
Garton & Associates Financial Advisors
Louisville,
Kentucky
|
–
|
-$10.6K
|
-616
|
Closed
|
|
|
1122
|
Laurel Wealth Advisors (North Carolina)
Charlotte,
North Carolina
|
–
|
-$9.56K
|
-554
|
Closed
|
|
|
1123
|
Legacy Bridge
West Des Moines,
Iowa
|
–
|
-$9.25K
|
-536
|
Closed
|
|
|
1124
|
Country Trust Bank
Bloomington,
Illinois
|
–
|
-$9.14K
|
-530
|
Closed
|
|
|
1125
|
Spurstone Advisory Services
Higganum,
Connecticut
|
–
|
-$8.63K
|
-500
|
Closed
|
|
