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State Street SPDR S&P Regional Banking ETF
KRE

Name Holding Trade Value Shares
Change 		Change in
Stake
GIM
126
Goelzer Investment Management
Indiana
$632K +$16.1K +419 +3%
RIA
127
Regal Investment Advisors
Michigan
$589K +$541K +14,130 +3,670%
BHWM
128
Bar Harbor Wealth Management
New Hampshire
$587K -$27.9K -728 -5%
T
129
TradeWorx
New Jersey
$559K +$528K +13,766 New
AIG
130
American International Group
New York
$539K -$254K -6,620 -33%
TFA
131
Transamerica Financial Advisors
Florida
$537K +$132K +3,443 +35%
CAN
132
Cetera Advisor Networks
California
$519K +$3.26K +85 +0.7%
CIM
133
Contravisory Investment Management
Massachusetts
$511K +$1.61K +42 +0.3%
RIM
134
Regent Investment Management
Kentucky
$508K +$479K +12,500 New
CCM
135
Coe Capital Management
Illinois
$503K +$474K +12,375 New
HT
136
HAP Trading
New York
$500K – – –
PAG
137
Private Advisor Group
New Jersey
$482K +$454K +11,857 New
CAM
138
Cypress Asset Management
Texas
$464K – – –
ABC
139
Associated Banc-Corp
Wisconsin
$444K – – –
LTFS
140
Ladenburg Thalmann Financial Services
Florida
$439K +$29.1K +760 +8%
PMG
141
ProVise Management Group
Florida
$430K -$38.3K -1,000 -9%
QIM
142
Quantitative Investment Management
Virginia
$418K -$471K -12,300 -54%
SC
143
Sumit Capital
New York
$418K +$395K +10,300 New
NFC
144
Northeast Financial Consultants
Connecticut
$406K +$383K +10,000 New
RIL
145
Rothschild Investment LLC
Illinois
$382K +$360K +9,400 New
GCA
146
Greenwood Capital Associates
South Carolina
$333K -$9.77K -255 -3%
VKH
147
Virtu KCG Holdings
New York
$322K -$1.75M -45,628 -85%
MM
148
Main Management
California
$299K – – –
CC
149
Capital Counsel
New York
$282K – – –
TBA
150
Train Babcock Advisors
New York
$270K +$255K +6,650 New
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