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State Street SPDR S&P Regional Banking ETF
KRE

Name Holding Trade Value Shares
Change 		Change in
Stake
RCM
551
Raleigh Capital Management
North Carolina
$68 – – –
Invesco
552
Invesco
Georgia
– -$64.8M -1,144,500 Closed
Capital Fund Management (CFM)
553
Capital Fund Management (CFM)
France
– -$31.9M -514,265 Closed
ACM
554
Alpha Capital Management
Texas
– -$19.2M -339,662 Closed
QC
555
Quadrature Capital
United Kingdom
– -$13.9M -246,336 Closed
SFM
556
Soros Fund Management
New York
– -$13.9M -245,890 Closed
ACM
557
Aster Capital Management
United Arab Emirates
– -$7.09M -125,217 Closed
Tudor Investment Corp
558
Tudor Investment Corp
Connecticut
– -$7.65M -123,331 Closed
Bank of New York Mellon
559
Bank of New York Mellon
New York
– -$6.15M -108,654 Closed
Twin Tree Management
560
Twin Tree Management
Texas
– -$6.28M -101,202 Closed
PU
561
Petiole USA
New York
– -$3.31M -58,500 Closed
IMC Chicago
562
IMC Chicago
Illinois
– -$3.03M -53,447 Closed
CCS
563
Concentric Capital Strategies
Connecticut
– -$2.74M -48,429 Closed
CSPIA
564
Cary Street Partners Investment Advisory
Virginia
– -$2.18M -38,600 Closed
SCM
565
Stevens Capital Management
Pennsylvania
– -$1.68M -29,681 Closed
Wellington Management Group
566
Wellington Management Group
Massachusetts
– -$1.8M -29,048 Closed
FFS
567
Founders Financial Securities
Maryland
– -$1.64M -28,934 Closed
EFS
568
Econ Financial Services
Pennsylvania
– -$1.41M -24,953 Closed
PCM
569
Prelude Capital Management
New York
– -$1.38M -24,400 Closed
PP
570
Paloma Partners
Connecticut
– -$1.09M -19,223 Closed
AGM
571
Alpine Global Management
New York
– -$804K -14,213 Closed
PLU
572
Performa Ltd (US)
South Carolina
– -$736K -13,000 Closed
ARC
573
Advisor Resource Council
Texas
– -$615K -10,867 Closed
Man Group
574
Man Group
United Kingdom
– -$662K -10,676 Closed
BRWA
575
B. Riley Wealth Advisors
Florida
– -$563K -10,163 Closed
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