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State Street SPDR S&P Regional Banking ETF
KRE

Name Holding Trade Value Shares
Change 		Change in
Stake
SC
501
Samlyn Capital
New York
– -$35.2M -583,469 Closed
DFO
502
Duquesne Family Office
New York
– -$33.4M -554,138 Closed
AIM
503
Adapt Investment Managers
Switzerland
– -$23.9M -395,233 Closed
Holocene Advisors
504
Holocene Advisors
New York
– -$23.3M -385,627 Closed
RIP
505
Rhino Investment Partners
Pennsylvania
– -$17.5M -290,356 Closed
OPAM
506
Ocean Park Asset Management
California
– -$16.7M -276,744 Closed
PPW
507
Parcion Private Wealth
Washington
– -$16.1M -266,690 Closed
GF
508
Goodman Financial
Texas
– -$13.8M -228,042 Closed
Alyeska Investment Group
509
Alyeska Investment Group
Illinois
– -$12.3M -203,480 Closed
SCM
510
Soros Capital Management
New York
– -$10M -166,200 Closed
SAS
511
SMI Advisory Services
Indiana
– -$9.42M -159,245 Closed
LIM
512
Lingotto Investment Management
United Kingdom
– -$9.6M -159,000 Closed
DCM
513
Dupont Capital Management
Delaware
– -$7.28M -120,570 Closed
CM
514
Caption Management
Oklahoma
– -$6.68M -110,700 Closed
AWM
515
Adams Wealth Management
Utah
– -$6.5M -107,765 Closed
CI
516
CacheTech Inc
Utah
– -$6.5M -107,765 Closed
DSN
517
D. Scott Neal
Kentucky
– -$6.49M -107,501 Closed
CM
518
Cercano Management
Washington
– -$4.57M -75,718 Closed
QT
519
Quantbot Technologies
New York
– -$4.38M -72,597 Closed
NYLIM
520
New York Life Investment Management
New York
– -$4.18M -69,298 Closed
FGA
521
Fortis Group Advisors
New Jersey
– -$4.15M -68,688 Closed
MS
522
Maven Securities
Jersey
– -$4.11M -68,119 Closed
EC
523
EJF Capital
Virginia
– -$3.43M -56,853 Closed
LJAC
524
L.J. Altfest & Co
New York
– -$3.15M -52,134 Closed
CSP
525
Cary Street Partners
Virginia
– -$2.72M -45,060 Closed
19 20
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