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State Street SPDR S&P Regional Banking ETF
KRE

Name Holding Trade Value Shares
Change 		Change in
Stake
OCM
476
Oribel Capital Management
New York
– -$6.97M -101,200 Closed
3F
477
360 Financial
Minnesota
– -$6.66M -98,069 Closed
CC
478
Carlson Capital
Texas
– -$5.94M -86,182 Closed
CCA
479
Cadent Capital Advisors
Oklahoma
– -$5.78M -83,929 Closed
KJHP
480
K.J. Harrison & Partners
Ontario, Canada
– -$5.55M -80,500 Closed
SMG
481
Spectrum Management Group
Indiana
– -$5.09M -73,890 Closed
BFM
482
Boothbay Fund Management
New York
– -$4.98M -72,339 Closed
LNC
483
Lincoln National Corp
Pennsylvania
– -$4.74M -68,729 Closed
JSMC
484
Jess S. Morgan & Co
California
– -$4.72M -68,496 Closed
QIM
485
Quantitative Investment Management
Virginia
– -$4.66M -67,616 Closed
D.E. Shaw & Co
486
D.E. Shaw & Co
New York
– -$4.42M -64,100 Closed
DCM
487
Dimension Capital Management
Florida
– -$4.31M -62,612 Closed
CC
488
Centiva Capital
New York
– -$3.6M -52,292 Closed
BHCM
489
Brevan Howard Capital Management
Jersey
– -$3.46M -50,139 Closed
Verition Fund Management
490
Verition Fund Management
Connecticut
– -$3.08M -44,750 Closed
FMP
491
Financial Management Professionals
Texas
– -$2.97M -43,063 Closed
PP
492
Paloma Partners
Connecticut
– -$2.66M -42,620 Closed
LHC
493
Little House Capital
Massachusetts
– -$2.88M -41,870 Closed
GCP
494
GSA Capital Partners
United Kingdom
– -$2.45M -35,527 Closed
NFC
495
Northeast Financial Consultants
Connecticut
– -$2.33M -33,848 Closed
TCA
496
Transcend Capital Advisors
New Jersey
– -$2.24M -32,455 Closed
WMSA
497
Weiss Multi-Strategy Advisers
New York
– -$2.22M -32,190 Closed
SAM
498
Smithbridge Asset Management
Pennsylvania
– -$1.83M -26,546 Closed
ECM
499
Evolution Capital Management
Nevada
– -$1.76M -25,500 Closed
EP
500
Edgestream Partners
New Jersey
– -$1.54M -22,354 Closed
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