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State Street SPDR S&P Regional Banking ETF
KRE

Name Holding Trade Value Shares
Change 		Change in
Stake
SFBLI
451
Southern Farm Bureau Life Insurance
Mississippi
– -$5.16M -78,779 Closed
SMG
452
Spectrum Management Group
Indiana
– -$4.52M -68,989 Closed
Verition Fund Management
453
Verition Fund Management
Connecticut
– -$4.44M -67,792 Closed
HF
454
HRT Financial
New York
– -$3.23M -49,235 Closed
FWA
455
FOCUS Wealth Advisors
Texas
– -$2.98M -45,488 Closed
DAS
456
Dynamic Advisor Solutions
Arizona
– -$2.36M -35,989 Closed
SWA
457
Stratos Wealth Advisors
Ohio
– -$2.27M -34,572 Closed
KA
458
Kerrisdale Advisers
Florida
– -$1.64M -25,000 Closed
PP
459
Paloma Partners
Connecticut
– -$1.54M -23,474 Closed
TW
460
Transform Wealth
Colorado
– -$1.19M -18,113 Closed
WDL
461
Well Done LLC
Michigan
– -$1.05M -16,062 Closed
PP
462
Professional Planning
California
– -$996K -15,212 Closed
Mirae Asset Global Investments
463
Mirae Asset Global Investments
South Korea
– -$818K -12,476 Closed
KWM
464
Kingsview Wealth Management
Oregon
– -$665K -10,057 Closed
SC
465
Shay Capital
New York
– -$655K -10,000 Closed
AFWM
466
AMJ Financial Wealth Management
Virginia
– -$644K -9,824 Closed
TSS
467
Two Sigma Securities
New York
– -$620K -9,646 Closed
BCM
468
Bayesian Capital Management
New York
– -$594K -9,060 Closed
GP
469
Geneva Partners
Wisconsin
– -$567K -8,654 Closed
KPWG
470
KFA Private Wealth Group
Virginia
– -$521K -7,948 Closed
RVM
471
Robinson Value Management
Texas
– -$446K -6,813 Closed
OPWM
472
Oakwell Private Wealth Management
Texas
– -$381K -5,821 Closed
OPS
473
Orion Portfolio Solutions
Nebraska
– -$299K -4,565 Closed
TP
474
Tranquility Partners
Tennessee
– -$297K -4,535 Closed
MAFM
475
Mid Atlantic Financial Management
Pennsylvania
– -$294K -4,486 Closed
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