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State Street SPDR S&P Regional Banking ETF
KRE

Name Holding Trade Value Shares
Change 		Change in
Stake
MWM
451
Merriman Wealth Management
Washington
– -$2.35M -38,852 Closed
AGM
452
Alpine Global Management
New York
– -$2.14M -35,399 Closed
BSG
453
Black Swift Group
Colorado
– -$1.56M -25,900 Closed
PGCM
454
Prescott Group Capital Management
Oklahoma
– -$1.51M -25,000 Closed
TAM
455
Tiverton Asset Management
Delaware
– -$975K -16,147 Closed
FHC
456
First Heartland Consultants
Missouri
– -$961K -15,911 Closed
IAS
457
IMA Advisory Services
Colorado
– -$881K -14,583 Closed
MIAN
458
Mariner Independent Advisor Network
Kansas
– -$813K -13,479 Closed
WPP
459
Whalerock Point Partners
Rhode Island
– -$719K -11,914 Closed
TC
460
TradeLink Capital
Illinois
– -$688K -11,400 Closed
AW
461
ACG Wealth
Georgia
– -$660K -10,934 Closed
EFS
462
Essex Financial Services
Connecticut
– -$572K -9,480 Closed
FMBTD
463
First Midwest Bank Trust Division
Illinois
– -$498K -8,240 Closed
FCM
464
Flinton Capital Management
Pennsylvania
– -$497K -8,228 Closed
NEIRG
465
New England Investment & Retirement Group
Massachusetts
– -$458K -7,582 Closed
FTIOP
466
Fiduciary Trust International of Pennsylvania
Pennsylvania
– -$453K -7,500 Closed
TAM
467
Tyers Asset Management
Texas
– -$409K -6,776 Closed
SAM
468
Seelaus Asset Management
New Jersey
– -$330K -5,468 Closed
CAN
469
Claraphi Advisory Network
United States
– -$323K -5,350 Closed
NA
470
Neuburgh Advisers
California
– -$322K -5,324 Closed
CAM
471
Cypress Asset Management
Texas
– -$298K -4,935 Closed
BFM
472
Boothbay Fund Management
New York
– -$296K -4,905 Closed
SFSIG
473
San Francisco Sentry Investment Group
California
– -$280K -4,640 Closed
NFG
474
Next Financial Group
Texas
– -$265K -4,389 Closed
MCIM
475
Meadow Creek Investment Management
Georgia
– -$234K -3,872 Closed
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