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State Street SPDR S&P Regional Banking ETF
KRE

Name Holding Trade Value Shares
Change 		Change in
Stake
DLCIG
326
D.L. Carlson Investment Group
New Hampshire
– -$390K -6,700 Closed
RFN
327
RDA Financial Network
Iowa
– -$344K -6,275 Closed
IWC
328
Integrated Wealth Concepts
Massachusetts
– -$363K -6,238 Closed
PPSG
329
Princeton Portfolio Strategies Group
New Jersey
– -$355K -6,100 Closed
FT
330
Fiduciary Trust
Massachusetts
– -$354K -6,070 Closed
MWP
331
MYCIO Wealth Partners
Pennsylvania
– -$349K -5,990 Closed
PAS
332
Park Avenue Securities
New York
– -$348K -5,968 Closed
CNB
333
Camden National Bank
Maine
– -$347K -5,950 Closed
IAA
334
Independent Advisor Alliance
North Carolina
– -$343K -5,883 Closed
WJWM
335
Williams Jones Wealth Management
New York
– -$324K -5,565 Closed
MBT
336
Montecito Bank & Trust
California
– -$323K -5,552 Closed
BAAM
337
Baker Avenue Asset Management
California
– -$322K -5,540 Closed
FAM
338
Formidable Asset Management
Ohio
– -$312K -5,500 Closed
MFG
339
MidWestOne Financial Group
Iowa
– -$317K -5,450 Closed
W
340
WealthOne
New York
– -$317K -5,443 Closed
LK
341
Lumbard & Kellner
New Hampshire
– -$290K -4,970 Closed
CWM
342
Cornerstone Wealth Management
Missouri
– -$283K -4,860 Closed
PFA
343
Pettinga Financial Advisors
Indiana
– -$272K -4,675 Closed
AWM
344
Aries Wealth Management
Maine
– -$264K -4,603 Closed
BWP
345
BSW Wealth Partners
Colorado
– -$264K -4,533 Closed
MS
346
Maven Securities
Jersey
– -$258K -4,438 Closed
OLA
347
Oliver Luxxe Assets
New Jersey
– -$258K -4,437 Closed
NA
348
NewEdge Advisors
Louisiana
– -$254K -4,374 Closed
SWP
349
Summit Wealth Partners
Florida
– -$255K -4,373 Closed
CAG
350
Crestwood Advisors Group
Massachusetts
– -$252K -4,320 Closed
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