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State Street SPDR S&P Regional Banking ETF

Name Holding Trade Value Shares
Change
Change in
Stake
SAM
226
Symphony Asset Management
California
$484K +$427K +8,717 New
AI
227
Atria Investments
North Carolina
$474K +$418K +8,538 New
VFA
228
Voya Financial Advisors
Connecticut
$446K +$134K +2,736 +51%
AllianceBernstein
229
AllianceBernstein
Tennessee
$441K +$46.1K +941 +13%
PP
230
PDT Partners
New York
$433K -$1.49M -30,500 -80%
PCP
231
Proficio Capital Partners
Massachusetts
$422K – – –
BFM
232
Boothbay Fund Management
New York
$417K -$643K -13,137 -64%
Two Sigma Investments
233
Two Sigma Investments
New York
$417K +$367K +7,500 New
MM
234
Main Management
California
$409K – – –
SFS
235
Sowell Financial Services
Arkansas
$384K +$325K +6,632 New
SIA
236
Starfire Investment Advisers
Michigan
$383K – – –
PCM
237
Pointe Capital Management
Michigan
$383K +$338K +6,900 New
NFG
238
Next Financial Group
Texas
$365K +$244K +4,984 +314%
FA
239
FDx Advisors
Illinois
$365K +$322K +6,576 New
LK
240
Lumbard & Kellner
New Hampshire
$362K +$319K +6,520 New
1IA
241
1834 Investment Advisors
Wisconsin
$361K – – –
JGUA
242
John G. Ullman & Associates
New York
$361K +$24.5K +500 +8%
SWP
243
Stratos Wealth Partners
Ohio
$357K -$127K -2,586 -29%
BRWA
244
B. Riley Wealth Advisors
Florida
$355K +$312K +6,376 New
TBA
245
Train Babcock Advisors
New York
$347K – – –
DWA
246
Dorsey Wright & Associates
California
$342K +$301K +6,153 New
EFS
247
Essex Financial Services
Connecticut
$332K +$61.2K +1,250 +26%
DG
248
Davidson & Garrard
Virginia
$328K +$34.3K +700 +13%
CWM
249
Cabot Wealth Management
Massachusetts
$324K -$28.7K -587 -9%
SEIA
250
Signature Estate & Investment Advisors
California
$309K +$273K +5,568 New