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State Street SPDR S&P Regional Banking ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Marshall Wace
226
Marshall Wace
United Kingdom
– -$2.16M -57,407 Closed
VAM
227
Verity Asset Management
North Carolina
– -$1.37M -36,311 Closed
BFM
228
Boothbay Fund Management
New York
– -$1.02M -27,034 Closed
WA
229
WESPAC Advisors
California
– -$919K -24,415 Closed
SRCM
230
Sterling Ridge Capital Management
New York
– -$866K -23,000 Closed
Verition Fund Management
231
Verition Fund Management
Connecticut
– -$804K -21,365 Closed
ST
232
Spot Trading
Illinois
– -$835K -21,131 Closed
PP
233
PDT Partners
New York
– -$787K -20,900 Closed
ID
234
Integral Derivatives
New York
– -$801K -20,268 Closed
Westfield Capital Management
235
Westfield Capital Management
Massachusetts
– -$755K -20,050 Closed
AIG
236
American International Group
New York
– -$583K -15,489 Closed
TSS
237
Two Sigma Securities
New York
– -$511K -13,573 Closed
AGM
238
Alpine Global Management
New York
– -$509K -13,515 Closed
Walleye Trading
239
Walleye Trading
New York
– -$522K -13,216 Closed
EFS
240
Essex Financial Services
Connecticut
– -$261K -6,925 Closed
WS
241
Wedbush Securities
California
– -$258K -6,865 Closed
OAJ
242
Ogorek Anthony Joseph
New York
– -$239K -6,352 Closed
HCP
243
Holt Capital Partners
Texas
– -$56K -1,500 Closed
FMA
244
FNY Managed Accounts
New York
– -$7.9K -200 Closed
CAPTRUST Financial Advisors
245
CAPTRUST Financial Advisors
North Carolina
– -$6K -150 Closed