|
901
|
D.A. Davidson & Co
Great Falls,
Montana
|
–
|
-$281K
|
-9,331
|
Closed
|
|
|
902
|
Smith, Moore & Co
Clayton,
Missouri
|
–
|
-$280K
|
-9,295
|
Closed
|
|
|
903
|
Wolverine Trading
Chicago,
Illinois
|
–
|
-$294K
|
-9,078
|
Closed
|
|
|
904
|
Quadrant Private Wealth Management
Center Valley,
Pennsylvania
|
–
|
-$264K
|
-8,770
|
Closed
|
|
|
905
|
First Quadrant
Glendale,
California
|
–
|
-$256K
|
-8,500
|
Closed
|
|
|
906
|
Strategic Blueprint
Atlanta,
Georgia
|
–
|
-$255K
|
-8,450
|
Closed
|
|
|
907
|
Dorchester Wealth Management
Montreal,
Quebec, Canada
|
–
|
-$241K
|
-8,000
|
Closed
|
|
|
908
|
TCF National Bank
Sioux Falls,
South Dakota
|
–
|
-$241K
|
-8,000
|
Closed
|
|
|
909
|
Avantax Advisory Services
Dallas,
Texas
|
–
|
-$229K
|
-7,599
|
Closed
|
|
|
910
|
Arete Wealth Advisors
Chicago,
Illinois
|
–
|
-$218K
|
-7,238
|
Closed
|
|
|
911
|
U.S. Global Investors (USGI)
San Antonio,
Texas
|
–
|
-$212K
|
-7,044
|
Closed
|
|
|
912
|
Allen Capital Group
Grand Island,
Nebraska
|
–
|
-$208K
|
-6,920
|
Closed
|
|
|
913
|
Commerzbank Aktiengesellschaft
Frankfurt,
Germany
|
–
|
-$207K
|
-6,883
|
Closed
|
|
|
914
|
Reilly Financial Advisors
La Mesa,
California
|
–
|
-$199K
|
-6,600
|
Closed
|
|
|
915
|
Credit Agricole
Montrouge Cedex,
France
|
–
|
-$198K
|
-6,575
|
Closed
|
|
|
916
|
Pearl River Capital
Niles,
Michigan
|
–
|
-$154K
|
-5,119
|
Closed
|
|
|
917
|
Advisory Alpha
Holland,
Michigan
|
–
|
-$146K
|
-4,430
|
Closed
|
|
|
918
|
First Mercantile Trust
Cordova,
Tennessee
|
–
|
-$126K
|
-4,190
|
Closed
|
|
|
919
|
Accurate Investment Solutions
Seven Fields,
Pennsylvania
|
–
|
-$124K
|
-4,110
|
Closed
|
|
|
920
|
Focused Wealth Management
Newburgh,
New York
|
–
|
-$102K
|
-3,400
|
Closed
|
|
|
921
|
Hanseatic Management Services
Albuquerque,
New Mexico
|
–
|
-$99K
|
-3,271
|
Closed
|
|
|
922
|
Pinz Capital Management
New York
|
–
|
-$69K
|
-2,300
|
Closed
|
|
|
923
|
Wealthcare Advisory Partners
West Chester,
Pennsylvania
|
–
|
-$66K
|
-2,194
|
Closed
|
|
|
924
|
Arden Trust
Wilmington,
Delaware
|
–
|
-$66K
|
-2,176
|
Closed
|
|
|
925
|
Ameritas Investment Company
Lincoln,
Nebraska
|
–
|
-$55K
|
-1,813
|
Closed
|
|
