|
401
|
Integrated Wealth Management (Palm Desert)
Palm Desert,
California
|
$11K
|
+$12.5K
|
+1,950
|
New
|
|
|
402
|
Mitsubishi UFJ Securities
Tokyo,
Japan
|
$10K
|
+$11.5K
|
+1,800
|
New
|
|
|
403
|
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
|
$9.69K
|
-$460K
|
-71,930
|
-4%
|
|
|
404
|
Apriem Advisors
Irvine,
California
|
$9K
|
+$3.2K
|
+500
|
+50%
|
|
|
405
|
D.A. Davidson & Co
Great Falls,
Montana
|
$7K
|
–
|
–
|
–
|
|
|
406
|
FineMark National Bank & Trust
Fort Myers,
Florida
|
$6K
|
–
|
–
|
–
|
|
|
407
|
Gemmer Asset Management
Walnut Creek,
California
|
$6K
|
–
|
–
|
–
|
|
|
408
|
Zions Bancorporation
Salt Lake City,
Utah
|
$6K
|
+$6.21K
|
+970
|
New
|
|
|
409
|
Enterprise Financial Services Corp (EFSC)
Clayton,
Missouri
|
$5K
|
–
|
–
|
–
|
|
|
410
|
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
|
$5K
|
+$4.1K
|
+640
|
+256%
|
|
|
411
|
LBA Wealth Management
Jacksonville,
Florida
|
$4K
|
–
|
–
|
–
|
|
|
412
|
Parasol Investment Management
Westmont,
Illinois
|
$4K
|
–
|
–
|
–
|
|
|
413
|
TCI Wealth Advisors
Tucson,
Arizona
|
$4K
|
–
|
–
|
–
|
|
|
414
|
Mariner Wealth Advisors (NYC)
Overland Park,
Kansas
|
$4K
|
+$3.97K
|
+620
|
New
|
|
|
415
|
First Personal Financial Services
Charlotte,
North Carolina
|
$3K
|
–
|
–
|
–
|
|
|
416
|
Sandy Spring Bank
Olney,
Maryland
|
$3K
|
+$3.84K
|
+600
|
New
|
|
|
417
|
UMB Bank
Kansas City,
Missouri
|
$2.15K
|
-$2.95M
|
-461,070
|
-56%
|
|
|
418
|
WFG Advisors
Dallas,
Texas
|
$2K
|
–
|
–
|
–
|
|
|
419
|
Spot Trading
Chicago,
Illinois
|
$1K
|
-$67.6K
|
-10,570
|
-99%
|
|
|
420
|
Plante Moran Financial Advisors
Southfield,
Michigan
|
$1K
|
–
|
–
|
–
|
|
|
421
|
Tarbox Family Office
Newport Beach,
California
|
$1K
|
–
|
–
|
–
|
|
|
422
|
Independent Portfolio Consultants
Boca Raton,
Florida
|
$1K
|
+$1.28K
|
+200
|
New
|
|
|
423
|
Archford Capital Strategies
Swansea,
Illinois
|
$991
|
–
|
–
|
–
|
|
|
424
|
Raffa Wealth Management
Washington,
District of Columbia
|
$408
|
–
|
–
|
–
|
|
|
425
|
Wellington Management Group
Boston,
Massachusetts
|
–
|
-$52.8M
|
-7,502,590
|
Closed
|
|
