|
401
|
|
$42K
|
–
|
–
|
–
|
|
|
402
|
Shinko Asset Management Company
Tokyo,
Japan
|
$40K
|
-$7.38K
|
-1,000
|
-15%
|
|
|
403
|
Cornerstone Advisors (Washington)
Bellevue,
Washington
|
$31K
|
–
|
–
|
–
|
|
|
404
|
Washington Trust Bank
Spokane,
Washington
|
$28K
|
-$7.38K
|
-1,000
|
-20%
|
|
|
405
|
New England Securities
New York
|
$22K
|
-$14.3K
|
-1,940
|
-38%
|
|
|
406
|
American Research & Management Company
Marion,
Massachusetts
|
$21K
|
–
|
–
|
–
|
|
|
407
|
Bessemer Group
Woodbridge,
New Jersey
|
$21K
|
–
|
–
|
–
|
|
|
408
|
Advantage Investment Management
Cedar Rapids,
Iowa
|
$21K
|
+$22.1K
|
+3,000
|
New
|
|
|
409
|
Estabrook Capital Management
New York
|
$17.2K
|
–
|
–
|
–
|
|
|
410
|
Tower Research Capital (TRC)
New York
|
$17K
|
-$548K
|
-74,270
|
-97%
|
|
|
411
|
RegentAtlantic Capital
Morristown,
New Jersey
|
$16.9K
|
+$17.7K
|
+2,400
|
New
|
|
|
412
|
National Planning Corporation
El Segundo,
California
|
$14K
|
+$15.3K
|
+2,070
|
New
|
|
|
413
|
Dubuque Bank & Trust
Dubuque,
Iowa
|
$14K
|
–
|
–
|
–
|
|
|
414
|
MSI Financial Services
Springfield,
Massachusetts
|
$14K
|
+$960
|
+130
|
+7%
|
|
|
415
|
Carroll Financial Associates
Charlotte,
North Carolina
|
$13K
|
–
|
–
|
–
|
|
|
416
|
Mitsubishi UFJ Morgan Stanley Securities
Tokyo,
Japan
|
$13K
|
+$10.3K
|
+1,400
|
+350%
|
|
|
417
|
Advisory Services Network
Atlanta,
Georgia
|
$13K
|
+$13.7K
|
+1,850
|
New
|
|
|
418
|
B. Riley Wealth Advisors
Boca Raton,
Florida
|
$13K
|
+$14.1K
|
+1,910
|
New
|
|
|
419
|
D.A. Davidson & Co
Great Falls,
Montana
|
$9K
|
-$41.9K
|
-5,670
|
-81%
|
|
|
420
|
Apriem Advisors
Irvine,
California
|
$7K
|
–
|
–
|
–
|
|
|
421
|
FineMark National Bank & Trust
Fort Myers,
Florida
|
$7K
|
–
|
–
|
–
|
|
|
422
|
Gemmer Asset Management
Walnut Creek,
California
|
$7K
|
–
|
–
|
–
|
|
|
423
|
Enterprise Financial Services Corp (EFSC)
Clayton,
Missouri
|
$6K
|
–
|
–
|
–
|
|
|
424
|
LBA Wealth Management
Jacksonville,
Florida
|
$5K
|
–
|
–
|
–
|
|
|
425
|
TCI Wealth Advisors
Tucson,
Arizona
|
$5K
|
–
|
–
|
–
|
|
